SAMHSAs
WORKING DEFINITION OF
RECOVERY
Strengths /
Responsibility
Hope
Person-
Driven
Many
Pathways
Holistic
Peer
Support
Relational
Culture
Addresses
Trauma
Respect
10 GUIDING PRINCIPLES
OF RECOVERY
BACKGROUND
Recovery has been identied as a primary
goal for behavioral health care. In August
2010, leaders in the behavioral health eld,
consisting of people in recovery from mental
health and substance use problems and
SAMHSA, met to explore the development
of a common, unied working denition of
recovery. Prior to this, SAMHSA had separate
denitions for recovery from mental disorders
and substance use disorders. These different
denitions, along with other government
agency denitions, complicate the discussion
as we work to expand health insurance
coverage for treatment and recovery support
services.
Building on these efforts and in consultation
with many stakeholders, SAMHSA has
developed a working denition and set of
principles for recovery. A standard, unied
working denition will help advance recovery
opportunities for all Americans, and help to
clarify these concepts for peers, families,
funders, providers, and others.
2
DEFINITION
Working denition of recovery from mental
disorders and/or substance use disorders
A process of change through which individuals
improve their health and wellness, live a self-
directed life, and strive to reach their full potential.
Through the Recovery Support Strategic Initiative,
SAMHSA has delineated four major dimensions
that support a life in recovery:
Health
Overcoming or managing one’s disease(s)
or symptomsfor example, abstaining from
use of alcohol, illicit drugs, and non-prescribed
medications if one has an addiction problem
and for everyone in recovery, making informed,
healthy choices that support physical and
emotional wellbeing.
Home
A stable and safe place to live
Purpose
Meaningful daily activities, such as a job,
school, volunteerism, family caretaking,
or creative endeavors, and the independence,
income and resources to participate in society
Community
Relationships and social networks that provide
support, friendship, love, and hope
3
10 GUIDING
PRINCIPLES
OF RECOVERY
Hope
Person-Driven
Many Pathways
Holistic
Peer Support
Relational
Culture
Addresses Trauma
Strengths/Responsibility
Respect
Recovery emerges from hope
The belief that recovery is real provides the
essential and motivating message of a better
futurethat people can and do overcome the
internal and external challenges, barriers, and
obstacles that confront them. Hope is internalized
and can be fostered by peers, families, providers,
allies, and others. Hope is the catalyst of the
recovery process.
Recovery is person-driven
Self-determination and self-direction are the
foundations for recovery as individuals dene
their own life goals and design their unique
path(s) towards those goals. Individuals optimize
their autonomy and independence to the greatest
extent possible by leading, controlling, and exer-
cising choice over the services and supports that
assist their recovery and resilience. In so doing,
they are empowered and provided the resources
to make informed decisions, initiate recovery,
build on their strengths, and gain or regain con-
trol over their lives.
4
Recovery occurs via many pathways
Individuals are unique with distinct needs,
strengths, preferences, goals, culture, and
backgrounds — including trauma experience
— that affect and determine their pathway(s)
to recovery. Recovery is built on the multiple
capacities, strengths, talents, coping abilities,
resources, and inherent value of each individual.
Recovery pathways are highly personalized.
They may include professional clinical treatment;
use of medications; support from families and in
schools; faith-based approaches; peer support;
and other approaches. Recovery is non-linear,
characterized by continual growth and improved
functioning that may involve setbacks. Because
setbacks are a natural, though not inevitable,
part of the recovery process, it is essential to
foster resilience for all individuals and families.
Abstinence from the use of alcohol, illicit drugs,
and non-prescribed medications is the goal for
those with addictions. Use of tobacco and non-
prescribed or illicit drugs is not safe for anyone.
In some cases, recovery pathways can be
enabled by creating a supportive environment.
This is especially true for children, who may not
have the legal or developmental capacity to set
their own course.
Recovery is holistic
Recovery encompasses an individual’s whole
life, including mind, body, spirit, and community.
This includes addressing: self-care practices,
family, housing, employment, transportation,
education, clinical treatment for mental
disorders and substance use disorders, services
and supports, primary healthcare, dental care,
complementary and alternative services, faith,
spirituality, creativity, social networks, and
community participation. The array of services
and supports available should be integrated
and coordinated.
5
Recovery is supported by peers and allies
Mutual support and mutual aid groups, including
the sharing of experiential knowledge and skills,
as well as social learning, play an invaluable role
in recovery. Peers encourage and engage other
peers and provide each other with a vital sense of
belonging, supportive relationships, valued roles,
and community. Through helping others and giving
back to the community, one helps one’s self. Peer-
operated supports and services provide important
resources to assist people along their journeys of
recovery and wellness. Professionals can also play
an important role in the recovery process by
providing clinical treatment and other services that
support individuals in their chosen recovery paths.
While peers and allies play an important role for
many in recovery, their role for children and youth
may be slightly different. Peer supports for families
are very important for children with behavioral
health problems and can also play a supportive role
for youth in recovery.
Recovery is supported through relationship
and social networks
An important factor in the recovery process is the
presence and involvement of people who believe
in the person’s ability to recover; who offer hope,
support, and encouragement; and who also
suggest strategies and resources for change. Family
members, peers, providers, faith groups, community
members, and other allies form vital support
networks. Through these relationships, people leave
unhealthy and/or unfullling life roles behind and
engage in new roles (e.g., partner, caregiver, friend,
student, employee) that lead to a greater sense of
belonging, personhood, empowerment, autonomy,
social inclusion, and community participation.
Recovery is culturally-based and inuenced
Culture and cultural background in all of its diverse
representationsincluding values, traditions,
and beliefs—are keys in determining a person’s
journey and unique pathway to recovery. Services
should be culturally grounded, attuned, sensitive,
congruent, and competent, as well as personalized
to meet each individual’s unique needs.
6
Recovery is supported by addressing trauma
The experience of trauma (such as physical or
sexual abuse, domestic violence, war, disaster,
and others) is often a precursor to or associated
with alcohol and drug use, mental health
problems, and related issues. Services and
supports should be trauma-informed to foster
safety (physical and emotional) and trust, as
well as promote choice, empowerment, and
collaboration.
Recovery involves individual, family,
and community strengths and responsibility
Individuals, families, and communities have
strengths and resources that serve as a foundation
for recovery. In addition, individuals have a
personal responsibility for their own self-care
and journeys of recovery. Individuals should be
supported in speaking for themselves. Families
and signicant others have responsibilities to
support their loved ones, especially for children
and youth in recovery. Communities have
responsibilities to provide opportunities and
resources to address discrimination and to
foster social inclusion and recovery. Individuals
in recovery also have a social responsibility and
should have the ability to join with peers to speak
collectively about their strengths, needs, wants,
desires, and aspirations.
Recovery is based on respect
Community, systems, and societal acceptance
and appreciation for people affected by
mental health and substance use problems
including protecting their rights and eliminating
discriminationare crucial in achieving recovery.
There is a need to acknowledge that taking steps
towards recovery may require great courage. Self-
acceptance, developing a positive and meaningful
sense of identity, and regaining belief in one’s self
are particularly important.
7
Drawing on research, practice, and personal
experience of recovering individuals, within
the context of health reform, SAMHSA will
lead efforts to advance the understanding of
recovery and ensure that vital recovery supports
and services are available and accessible to
all who need and want them.
Please see SAMHSA’s Recovery Support
Initiative (http://www.samhsa.gov/recovery)
for more information on recovery.
PEP12-RECDEF
First printed 2012