William & Mary Bill of Rights Journal William & Mary Bill of Rights Journal
Volume
30 (2021-2022)
Issue 4
Article 6
5-2022
Originalism's Implementation Problem Originalism's Implementation Problem
Michael L. Smith
Alexander S. Hiland
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Michael L. Smith and Alexander S. Hiland,
Originalism's Implementation Problem
, 30 Wm. &
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ORIGINALISM’S IMPLEMENTATION PROBLEM
Michael L. Smith
*
and Alexander S. Hiland
**
INTRODUCTION
Originalism has received a great deal of recent, mainstream attention. President
Donald Trump’s nomination of three justices to the Supreme Court amplified discus-
sions of their judicial philosophies during and following their confirmation proceed-
ings.
1
Supporters of these nominations highlighted the nominees’ originalist credentials,
arguing that originalism was the dominant approach to constitutional interpretation.
2
In the academic sphere, volumes of articles and books set forth originalist theo-
ries and methodology. Its academic proponents also refer to it as the dominant form
of constitutional interpretation—often asserting that opponents of originalism have
* Associate, Glaser Weil Fink Howard Avchen & Shapiro LLP; UCLA School of Law,
JD; University of Iowa, BS, BA. The views expressed in this Article are mine alone and do
not necessarily reflect the views of my employer.
** Director of Forensics & Lecturer, Texas Tech University; PhD, MA, University of
Minnesota; BA, University of Northern Iowa. The authors thank Eric Segall for comments
and suggestions on an earlier draft.
1
See Brian Naylor, Barrett, An Originalist, Says Meaning of Constitution “Doesn’t
Change Over Time”, NPR (Oct. 13, 2020, 10:08 AM), https://www.npr.org/sections/live
-amy-coney-barrett-supreme-court-confirmation/2020/10/13/923215778/barrett-an-origin
alist-says-meaning-of-constitution-doesn-t-change-over-time [https://perma.cc/AS6W-5YEJ]
(characterizing now-Justice Amy Coney Barrett as an originalist and detailing her explanation
of what “originalism” means); Lawrence B. Solum, Judge Barrett Is an Originalist. Should
We Be Afraid?, L.A. T
IMES (Oct. 14, 2020, 1:31 PM), https://www.latimes.com/opinion
/story/2020-10-14/amy-coney-barrett-supreme-court-originalism-conservative [https://perma
.cc/5DVX-V8E4]; Sol Wachtler, Brett Kavanaugh Is an Originalist, N.Y. L.J. (Sept. 20,
2018, 11:57 AM), https://www.law.com/newyorklawjournal/2018/09/20/brett-kavanaugh-is
-an-originalist/ [https://perma.cc/DQ4L-8A47] (describing Justice Kavanaugh as an originalist).
Emily Bazelon & Eric Posner, Who Is Brett Kavanaugh?, N.Y.T
IMES (Sept. 3, 2018), https://
www.nytimes.com/2018/09/03/opinion/who-is-brett-kavanaugh.html [https://perma.cc/ZQJ7
-5G3T] (arguing that Justice Kavanaugh is not an originalist); Kyle Peterson, The Weekend
Interview with Neil Gorsuch: The High Court’s Rocky Mountain Originalist, W
ALL ST.J.
(Sept. 7, 2019), https://www.wsj.com/articles/the-high-courts-rocky-mountain-originalist-115
67792378 [https://perma.cc/6UKZ-TAVE] (noting Justice Neil Gorsuch’s new book and
detailing an interview with him regarding originalism).
2
Hearings on the Nomination of the Honorable Neil M. Gorsuch to be an Associate
Justice of the Supreme Court of the United States, 115th Cong. 3–5 (2017) (statement of
Lawrence B. Solum) [hereinafter Justice Gorsuch Nomination Hearing], https://www.judi
ciary.senate.gov/imo/media/doc/03-23-17%20Solum%20Testimony.pdf [https://perma.cc
/9W62-LC9T] (describing originalism as being in the “mainstream” of American jurisprudence).
1063
1064 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
failed to enunciate a coherent alternative theory.
3
Some argue that originalism (at
least, an inclusive version of the theory) is our constitutional law, and that this in it-
self is a reason to follow originalism, as judges are bound to follow the law.
4
Early originalists focused on determining the meaning of the Constitution by
determining the original intentions of the founders.
5
Today, though, most originalists
take the approach that the meaning of the Constitution is determined by the original
public meaning of its provisions at the time of its enactment.
6
This latter approach
to originalism, sometimes referred to as “new originalism,” or “original public mean-
ing originalism,” is now the dominant version of the theory.
7
This Article focuses
primarily on original public meaning originalism, particularly in Parts III and onward.
There, we will typically use the term “originalism” interchangeably with “original
public meaning originalism,” unless otherwise noted.
Academic originalists have written a great deal explaining their theories of
originalism—including why originalism is justified and what originalist methodology
involves.
8
This theorizing invites other academics to join in on the discussion,
resulting in further nuances and alternate varieties of originalism, as well as critiques
of various originalist theories.
9
As originalists respond to criticism and refine their
theories, a virtual subdiscipline of constitutional law has spun into existence. Articles
and books proliferate. Academics sacrifice forests of trees to the cause of explaining,
criticizing, and defending originalism.
Despite the vast body of theoretical work produced by originalist scholars, this
literature fails to address how practicing judges and attorneys should apply original-
ist theories. All too often, academic originalists appear to write for an audience of
3
See Antonin Scalia, Originalism: The Lesser Evil, 57 U. CIN.L.REV. 849, 855 (1989)
(claiming that it is “hard to discern any emerging consensus” among non-originalists as to
what an alternate approach other than originalism might be). Even critics of originalist theories
recognize the prominence of the theory. See, e.g., S.L. Whitesell, Comment, The Church of
Originalism, 16 U. P
A. J. CONST. L. 1531, 1554 (2014) (noting originalism’s “ascendant”
status as early as 1997); Guha Krishnamurthi, False Positivism: The Failure of the Newest
Originalism, 46 BYU L. R
EV. 401, 403 (2021) (describing originalism as a “juggernaut”).
4
See generally William Baude, Is Originalism Our Law?, 115 COLUM.L.REV. 2349,
2352–53 (2015).
5
E.g., Whitesell, supra note 3, at 1531–32 (discussing the key differences between
“Old” and “New Originalists”).
6
Id. at 1532.
7
See generally id. (describing “New Originalism’s” rise in popularity).
8
See Lawrence B. Solum, Originalism Versus Living Constitutionalism: The Conceptual
Structure of the Great Debate, 113 N
W.U.L.REV. 1243, 1248–50 (2019) [hereinafter
Solum, Living Constitutionalism] (laying out foundational characteristics of originalists and
making the case for originalism by identifying two “foundational distinctions” and eight
“elements” of the case for the theory—with all but one of the distinctions and elements being
defined by a citation to at least one of the author’s prior articles).
9
See Whitesell, supra note 3, at 1552–53.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1065
other originalist scholars. This results in lengthy, technical, and heavily theoretical
discussions. The question of how courts and judges are to apply these increasingly
technical and theoretical originalist methods is left by the wayside. All too often,
judges and attorneys cherry-pick from this body of scholarship to create a veneer of
academic legitimacy for their own goal-oriented arguments.
We do not seek to bridge this gap in the originalist literature or to cast aspersions
on the reasons for its uptake in legal practice. Instead, we argue that originalism is
difficult, if not impossible, to implement—at least in cases where a theory of inter-
pretation matters. By demonstrating that originalism is more of an academic phe-
nomenon than a guide for legal practice, we cast serious doubt on judicial and
political treatment of originalism which tends to frame originalism as a method, if
not the method, that judges should employ when interpreting the Constitution.
Determining the original public meaning of constitutional provisions is a
complex undertaking that is prone to goal-oriented findings even if its adherents
believe they are engaging in cautious, prudent analysis. Attorneys are unlikely to
have the time or expertise necessary to engage in the methodical, balanced research
necessary to achieve accurate results. Additionally, they are ethically obligated to make
the strongest argument in favor of their clients and will likely tailor their investigation
and presentation of original public meaning in a manner that supports their clients’
desired outcomes. Indeed, to the extent that an originalist method leads to a single
answer in a case, half of the attorneys involved in that case are ethically enjoined from
relying on the method if an alternate interpretive approach will support their client’s
case. Courts face the options of deciding cases based on the skewed submissions of
counsel, or undertaking their own independent research in the face of significant time
and resource constraints. The latter option carries the risk of courts rendering deci-
sions based on facts and arguments that are not before them—resulting in unchecked,
unreviewable decision-making, the very thing that early iterations of originalism sought
to avoid.
10
While originalists occasionally acknowledge that their methodology may be
difficult for judges and attorneys to implement, they give short shrift to this concern.
11
In the rare instances where originalists address the implementation challenges at all,
they typically do so as an afterthought—relegating discussion of practicalities to a
few under-analyzed pages or paragraphs at the end of their articles or books.
12
This
unaddressed shortcoming lends originalism the appearance of an academically
accepted truth rather than a contested issue that is impractical for legal application.
For those originalists who pay at least some attention to implementation issues,
they often propose that judges and attorneys rely on the work of originalist scholars
10
See, e.g., RAOUL BERGER,GOVERNMENT BY JUDICIARY:THE TRANSFORMATION OF THE
FOURTEENTH AMENDMENT 464–67 (2d ed. 1997).
11
For multiple examples, see infra notes 49–63 and accompanying text.
12
See infra notes 39–51 and accompanying text.
1066 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
to determine the original public meaning of the Constitution.
13
These originalists
acknowledge that accurate determinations of original public meaning require a great
deal of time, and that scholars—unlike attorneys and judges who have impending
case deadlines—may devote months or even years to their projects.
14
Additionally,
scholars do not face the same ethical obligations of zealous advocacy as practitio-
ners, meaning that their research is less likely to be guided by the desire to achieve
particular outcomes.
15
This proposed solution fails. The sheer amount of scholarship and the lack of
meaningful barriers to preventing the publication of shoddy originalist research leave
courts and attorneys to parse through a glut of contradictory scholarship. Addition-
ally, advocacy by academics—motivated by their own political views as well as their
desire to attain wider readership and a higher likelihood of publication—is likely to
result in goal-oriented, argumentative analysis that is little better than that submitted
by counsel.
16
What’s more, reliance on academic originalist scholarship undermines the norma-
tive reasons for accepting originalism in the first place. Originalists point to several
reasons for accepting their theory—arguing that originalism can help judges reach
a verifiable determination of the Constitution’s meaning,
17
that originalism may
constrain judges from deciding cases based on their personal or political preferences,
18
and that originalism is consistent with democratic ideals as it rests on the original
public meaning of provisions adopted by superdemocratic majorities.
19
Reliance on
originalist academic research to determine the original public meaning of the
Constitution undermines these goals of stability, predictability, and democracy.
Should courts take originalists seriously and truly rely on academic literature in
divining the original meaning of the Constitution, their rulings on the meaning of
constitutional provisions become subject to developments in the academic originalist
literature—a field whose volatility will only increase as specialized experts continue
to enter legal academia and as technological developments (particularly in the field
of corpus linguistics) change the landscape of how historic research is conducted.
Additionally, reliance on originalist scholarship renders courts’ interpretation of the
Constitution even less democratic, because rather than determine the original public
meaning of the Constitution, courts instead rely on what law professors claim that
13
See Lawrence B. Solum, Triangulating Public Meaning: Corpus Linguistics, Immersion,
and the Constitutional Record, 2017 BYUL. R
EV. 1621, 1672–75 (2017) [hereinafter Solum,
Triangulating Public Meaning].
14
Id. at 1675.
15
Id.
16
See id. at 1672–75.
17
See Whitesell, supra note 3, at 1546.
18
Id.
19
Id. at 1549.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1067
meaning is. The inevitable focus on authors’ and publications’ pedigrees as proxies
for selecting higher quality scholarship undermines democracy even further by de-
termining original public meaning based only on the output of prestigious professors
publishing in the most elite publications.
We do not propose solutions for implementing originalism. Indeed, we have
little hope that originalists will succeed in solving the problem of implementation
should they finally decide to devote the necessary time and effort to confront this
issue. We hope that this Article will prompt originalists to at least attempt to take the
practice—not just the theory—of originalism seriously. Should originalists fail to rise
to this challenge, academic originalism will remain little more than an abstract, theo-
retical exercise that is fatally disconnected from the practice of law. In such a case,
originalism’s supporters, including judges and politicians, will need to acknowledge
that originalism in practice lacks the rigor and nuance of originalism as theorized.
I. A B
RIEF BACKGROUND ON ORIGINALISM AND ITS EVOLUTION
This section provides a brief background on originalism, its evolution, and a
summary of the current state of the theory. The goal of this section is to identify
originalism’s key underpinnings that the remainder of this Article will address—not
to provide a complete history and survey of originalism and all of its nuances.
20
Modern originalism developed largely as a reaction to perceived revisions of the
Constitution by the Supreme Court—particularly the Warren Court.
21
In Government
by Judiciary: The Transformation of the Fourteenth Amendment, Raoul Berger
criticized the Supreme Court’s “continuing revision of the Constitution under the
guise of interpretation.”
22
In an argument that foreshadowed the development of the
20
For a more thorough background of originalism and its variations, see, e.g., Lawrence
B. Solum, Originalism and Constitutional Construction, 82 F
ORDHAM L. REV. 453, 458–69
(2013) [hereinafter Solum, Constitutional Construction] (describing the origins of originalist
theory and some of its present variations); Vasan Kesavan & Michael Stokes Paulsen, The
Interpretive Force of the Constitution’s Secret Drafting History, 91 G
EO.L.J. 1113, 1134–48
(2003). For briefer, more approachable outlines to originalism and its varieties, see Lawrence
B. Solum, Legal Theory Lexicon: Originalism, L
EGAL THEORY BLOG (Aug. 11, 2019), https://
lsolum.typepad.com/legaltheory/2019/08/legal-theory-lexicon-originalism.html [https://perma
.cc/M7U8-8X28]; Lawrence B. Solum, Legal Theory Lexicon: The New Originalism, L
EGAL
THEORY BLOG (July 26, 2020), https://lsolum.typepad.com/legaltheory/2020/07/legal-theory
-lexicon-the-new-originalism.html [https://perma.cc/N45J-ARR7].
21
See Robert Post & Reva Siegel, Originalism as a Political Practice: The Right’s Living
Constitution, 75 F
ORDHAM L. REV. 545, 554–55 (2006) (describing how “originalism gave
conservative activists a language in which to attack the progressive case law of the Warren
Court on the grounds that it had ‘almost nothing to do with the Constitution’ and was merely
an effort to enact ‘the political agenda of the American left’”) (quoting Lino A. Graglia,
“Constitutional Theory”: The Attempted Justification for the Supreme Court’s Liberal Po-
litical Program, 65 T
EX.L.REV. 789, 789 (1987)).
22
BERGER, supra note 10, at 3.
1068 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
originalist interpretation, Berger argued that the Court’s role should be narrower,
limited to “polic[ing] the boundaries drawn in the Constitution,” and that the “‘origi-
nal intention’ of the Framers” was “binding on the Court.”
23
Berger also set forth an
early statement of the role of academic originalist discussion in the political context,
arguing that such scholarship serves to “heighten public awareness that the Court
has been overleaping its bounds.”
24
In a speech before the American Bar Association in 1985—eight years after
Berger’s Government by Judiciary was first published, then–Attorney General Edwin
Meese warned against “a drift back to the radical egalitarianism and expansive civil
libertarianism of the Warren Court,” arguing that this would “be a threat to the
notion of limited but energetic government.”
25
Rather than “judg[ing] policies in
light of principles” and “remold[ing] principles in light of policies,” Meese urged
“a jurisprudence seriously aimed at the explication of original intention.”
26
Fore-
shadowing future developments in originalist theory, Meese vowed that his office
would “endeavor to resurrect the original meaning of constitutional provisions and
statutes as the only reliable guide for judgment.”
27
Berger, Meese, and other early originalist writers urged that interpretation of the
Constitution be guided by the original intentions of the Constitution’s framers.
28
This early, “original intentions” approach to originalism came under fire as critics
noted the difficulty or impossibility of attempting to derive a coherent original intent
from a group of people with distinct, and often opposing, ideologies and political
goals.
29
Indeed, the term “originalism,” itself likely originated in an article written
by a critic of original intentions originalism, Paul Brest.
30
The original intentions
approach to originalism is uncommon today, although it still has some supporters.
31
23
Id. at 3–4.
24
Id. at 464.
25
Edwin Meese III, Speech Before the American Bar Association, at 6 (July 9, 1985),
https://www.justice.gov/sites/default/files/ag/legacy/2011/08/23/07-09-1985.pdf [https://
perma.cc/W4XM-YQV5].
26
Id. at 7.
27
Id.
28
See id. at 6–7; BERGER, supra note 10, at 466–67.
29
See Paul Brest, The Misconceived Quest for the Original Understanding, 60 B.U. L.
R
EV. 204, 229–30 (1980).
30
Id. at 204 (“By ‘originalism’ I mean the familiar approach to constitutional adjudication
that accords binding authority to the text of the Constitution or the intentions of its adopters.”).
31
See Richard S. Kay, Adherence to the Original Intentions in Constitutional Adjudication:
Three Objections and Responses, 82 N
W.U.L.REV. 226, 228–29 (1988); see generally Larry
Alexander & Saikrishna Prakash, “Is That English You’re Speaking?” Why Intention Free
Interpretation Is an Impossibility, 41 S
AN DIEGO L. REV. 967 (2004); Whitesell, supra note
3, at 1550 (noting that while there was a “discernable trend” from original intent originalism
to original public meaning originalism, the “‘shift . . . was not a clean break.’”) (alteration
in original) (quoting Thomas B. Colby & Peter J. Smith, Living Originalism, 59 D
UKE L.J.
239, 251 (2009)).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1069
Most originalists assume that “originalism” generally refers to original public meaning
originalism, and will accuse critics who attack original intentions originalism of
targeting the wrong theory.
32
Today, though, most originalists adopt a version of Justice Antonin Scalia’s
notion that legal minds should pursue the original meaning of the text.
33
Many also
take the view that originalism is meant to guide constitutional interpretation rather
than attack existing doctrines believed to be “products of judicial excesses.”
34
Pro-
ponents of original public meaning originalism note that it shares some features with
older originalist approaches—including the propositions that “the textual meaning
of a written constitution is fixed at the time its language is enacted” and that “this
fixed meaning should remain the same until it is properly changed.”
35
Lawrence Solum
refers to the proposition that constitutional meaning is fixed at the time of its origin
as the “Fixation Thesis,” and identifies it as a “core idea” shared by various “mem-
bers of the originalist family.”
36
Another shared idea of modern originalist theories is
what Solum labels the “Constraint Principle,” the notion that “constitutional con-
struction should be constrained by the original meaning of the constitutional text.”
37
There are many subtheories of originalism that are worthy fodder for unique
lines of criticism. Our critique, though, functions on a higher level by challenging
the feasibility judges and lawyers engaging in the rigorous methodology required
to interpret the Constitution’s original meaning—a necessary step for nearly all the-
ories of originalism. We address a variety of methods that purportedly help judges,
attorneys, and academics ascertain the original meaning of the Constitution, including
reliance on constitutional record, immersion in constitutional law, and corpus lin-
guistics. We conclude that such methods cannot be effectively employed to determine
the original meaning of the Constitution and that these methods lend themselves
toward partisan and goal-oriented interpretations of the text, tending toward a ca-
pricious and deleterious application of the law.
32
See, e.g., Christopher Scalia, Get Ready for a Flood of Falsehoods About Originalism,
W
ALL ST. J. (Oct. 11, 2020, 4:06 PM), https://www.wsj.com/articles/get-ready-for-a-flood
-of-falsehoods-about-originalism-11602446778 [https://perma.cc/G3QG-SRFQ] (criticizing
characterizations of originalism as seeking the original intentions of the founders).
33
JOHN O. MCGINNIS &MICHAEL B. RAPPAPORT,ORIGINALISM AND THE GOOD CONSTI-
TUTION 8–9 (2013); see also Antonin Scalia, Judge, U.S. Court of Appeals for the D.C. Circuit,
Address Before the Attorney General’s Conference on Economic Liberties in Washington,
D.C. (June 14, 1986), in O
RIGINAL MEANING JURISPRUDENCE:ASOURCEBOOK 101, 104–06
(U.S. Dep’t of Just. ed., 1987).
34
See Mitchell N. Berman & Kevin Toh, On What Distinguishes New Originalism from
Old: A Jurisprudential Take, 82 F
ORDHAM L. REV. 545, 545 (2013). Berman and Toh refer
to this as “new originalism,” distinct from “New Originalism,” which they apply to a particular
subset of modern originalist theory. Id. at 553–54.
35
Randy E. Barnett, The Misconceived Assumption About Constitutional Assumptions,
103 N
W.U.L.REV. 615, 660–61 (2009).
36
Solum, Constitutional Construction, supra note 20, at 459.
37
Id. at 460.
1070 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
Suggestions that courts or attorneys fall back on academic research or corpus
linguistics to determine original public meaning are unworkable. There exists an
overabundance of literature on original public meaning, meaning that courts will be
confronted with conflicting citations to various interpretations curated by the advo-
cates appearing before them. Tools like corpus linguistics tend to reflect the biases
of the persons who crafted those tools and the biases of their users rather than an
objective presentation of original public meaning. We conclude that the implementa-
tion problem facing originalism is both immutable and insurmountable. Originalists
must make a serious effort to address the implementation problem, or admit that
their theories are unlikely to be applied in the manner originalists hope and expect.
II. T
HE PROBLEM OF IMPLEMENTING ORIGINALIST THEORY
Most theories of modern originalism require the determination of the original
public meaning of provisions in the Constitution. Originalists fail to address how
this determination should be made in practice, preferring to make assertions at a
theoretical level. Assuming the issue is even addressed at all, it is often discussed
briefly and at the last minute, with originalists waiting until the final chapter of a book
or the last several pages of an article to address how their theories may be applied.
38
For example, in their book, Originalism and the Good Constitution, John
McGinnis and Michael Rappaport spend the bulk of the text explaining their “Original
Methods Originalism” and why the theory’s basis in supermajoritarian constitutional
provisions and amendments is an ideal approach to interpretation.
39
How the theory
is to be implemented is reserved for the last ten or so pages of the book, with most
of the discussion centering on scholarly treatment of originalism and originalist
methodology rather than on how attorneys and judges may put the book’s theories
into practice.
40
38
See Thomas R. Lee & James C. Phillips, Data-Driven Originalism, 167 U. PA.L.REV.
261, 331–32 (2019) (recognizing, in the final section of an article, that it is a “caveat worth
noting” that judges are not corpus linguists and may not readily have the capacity to engage
in this particular method of originalist analysis); see also Solum, Triangulating Public
Meaning, supra note 13, at 1674–75 (acknowledging that judges’ and justices’ law clerks and
attorneys are unlikely to have the time or objectivity to engage in balanced historical
analysis, and suggesting that legal scholars may do deeper research, and that results reached
by academics and practitioners may be compared and contrasted); I
LAN WURMAN,ADEBT
AGAINST THE LIVING:AN INTRODUCTION TO ORIGINALISM 100–02 (2017) (confronting
objections that lawyers cannot engage in historical research by asserting that they can be-
cause judges tasks of determining credibility and applying facts of events in the past are
similar, and that historians also make mistakes).
39
MCGINNIS &RAPPAPORT, supra note 33, at 11–15 (introducing the core theses that
take up the bulk of the book).
40
Id. at 197–207 (addressing, in the final ten pages of a 200-plus page book, how “a culture
of originalism” may be implemented—with much of the discussion reserved for how original-
ism would change theorizing and research in the legal academy).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1071
Another example: Justice Thomas Lee and James Phillips, in their article, Data
Driven Originalism, propose that corpus linguistics methodology be combined with
improved technological search tools to determine the original communicative content
of constitutional terms and provisions.
41
For about 70 pages, the authors describe
and give examples of their approach, which involves developing coding methods for
various potential meanings of constitutional provisions, examining trends in words
appearing next to each other, looking over clusters of words, and having research
assistants review examples of target terms appearing in original sources.
42
In the last
part of the article before the Conclusion, the authors consider the objection that
judges do not have the capability to engage in this sort of analysis.
43
The authors devote
about two pages to this issue, and acknowledge that it’s a concern for their method.
44
They respond with little more than one paragraph asserting that, despite practical chal-
lenges, judges should use the most effective tools available.
45
The paragraph con-
tains four footnotes, two of which cite to another law review article coauthored by
Justice Lee, and two of which cite to a concurring opinion authored by Justice Lee.
46
Finally, take Lawrence Solum’s article, Triangulating Public Meaning: Corpus
Linguistics, Immersion, and the Constitutional Record where he describes three
separate originalist methods: corpus linguistics, immersion, and studying the con-
stitutional record.
47
Solum goes through the intricacies of each approach, and suggests
that constitutional text may be “translated” by applying all of the methods in tandem.
48
Towards the end of the article, Solum addresses concerns over shoddy historic analysis
and whether law clerks or practitioners have the resources to engage in detailed
studying of the constitutional record.
49
Solum admits that law clerks and lawyers
likely cannot undertake research of sufficient breadth, depth, and balance.
50
He sug-
gests that legal scholars may be able to undertake more extensive research against
which lawyers and clerks may check their results.
51
These examples illustrate a pattern of paying short shrift to the difficulties of
implementing originalism. It is unclear why so little attention is paid to this issue,
as academic originalism is presumably written with an eye to its use or application
41
Thomas R. Lee & James C. Phillips, Data-Driven Originalism, 167 U.PA.L.REV. 261
(2019).
42
See id. at 261–330.
43
See id. at 331–32.
44
See id.
45
See id.
46
See id. at 332 n.204–07.
47
Solum, Triangulating Public Meaning, supra note 13, at 1624.
48
See id. at 1678.
49
Id. at 1673–74. This is only one of the three approaches that Solum would ideally see
applied in tandem—the other two involve an intensive “immersion” in the language of the
time of the founding and employing corpus linguistics methodology to analyze trends in the
use of language at the time of the founding.
50
Id. at 1674–75.
51
Id. at 1675.
1072 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
at the judicial level.
52
Failing to present theories that can be applied by attorneys and
judges is one likely reason why academic discussions of originalism are divorced
from discussions of originalism in the political and judicial spheres.
53
Originalism must account for this failure if it is to be of any use. This next section
details the implementation problems that originalist theories tend to minimize. Using
Solum’s triangulation method as a framework, it examines the three originalist
methods that Solum advocates and outlines the serious problems with implementing
each of them—concluding that these methods are unlikely to be of any practical use
to attorneys and courts.
A. Corpus Linguistics
“Corpus linguistics is the study of language through systemic analysis of data
derived from large databases of naturally occurring language . . . .”
54
The corpus
linguistics method requires that interpreters review “a large number of naturally
occurring uses of [a] phrase in a database or corpus of language.”
55
To do so, an
interpreter reviews examples of the phrase’s use drawn from databases called “cor-
pora,” (or “corpus,” in the singular) which are collections of newspapers, books,
articles, essays, or other similar documents.
56
For originalist analysis, the interpreter should draw from a corpus that contains
documents from the particular time period during which a constitutional provision
or amendment was ratified.
57
For the original public meaning of the Constitution and
its amendments at the time of their initial enactment, the corpus of choice is the
Corpus of Founding-Era American English (COFEA), developed by the Brigham
Young University J. Reuben Clark Law School.
58
That corpus is “designed to rep-
resent general written American English from the founding era of the United States
of America (i.e., 1765–1799).”
59
It consists of 119,801 documents from various
sources, with the largest three being Evans Early American Imprints, Founders
Online, and HeinOnline.
60
52
See Pierre Schlag, Normativity and the Politics of Form, 139 U. PA.L.REV. 801,
867–68 (1991) (describing how normative legal thought “demands and desires” to be enacted
in the “social realm”).
53
See Solum, Living Constitutionalism, supra note 8, at 1289–91 (recognizing differences
in how originalism is treated in academic discourse compared with how it is described in
popular discourse and how it is implemented in judicial opinions).
54
Lee & Phillips, supra note 38, at 289.
55
Id.
56
Id. at 290.
57
Id. at 293; see also Solum, Living Constitutionalism, supra note 8, at 1644–45.
58
Lee & Phillips, supra note 38, at 293.
59
Corpus of Founding Era American English (COFEA), BYU LAW &CORPUS LIN-
GUISTICS (Oct. 11, 2019) [hereinafter COFEA], https://lcl.byu.edu/projects/cofea/ [https://
perma.cc/L5E4-K4QF].
60
Id. Only 277 documents, but a total of 32,237,273 words are from these sources.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1073
Evans Bibliography of Early American Imprints consists of texts of books,
pamphlets, and periodical publications printed in the United States from 1639 to
1820—COFEA gained access to approximately a third of these works and selected
the 2,645 documents from the 1760–1799 time frame, which contain 62,660,171
words.
61
Founders Online consists of papers (personal records, letters, and diaries)
from six individual founders: George Washington, John Adams, Alexander Hamilton,
Benjamin Franklin, Thomas Jefferson, and James Madison.
62
The largest pool of
documents by far in COFEA is from this source—with 115,408 documents originat-
ing from Founders Online (although this set of documents totals up to 37,057,114
words—far less than that from Evans Early American Imprints).
63
COFEA also
contains documents from HeinOnline, which include “mostly session laws, execu-
tive department reports, and legal treatises.”
64
Only 277 documents originate from
HeinOnline, but they contain 32,237,273 words.
65
Corpus linguistics analysis consists of analyzing instances of word or phrase use
to analyze the frequency of word usage do derive “the more common sense of a
given term in a given linguistic context.”
66
Investigators review a number of “con-
cordance lines,” of text from a corpus—which are sentences or paragraphs in which
the searched-for term appears—and develop coding methods for classifying the
results.
67
Investigators may also review common “collocates,” or instances where
words are “commonly used in association with another.”
68
Common collocates may
provide clues regarding how people in a particular time, or people writing in a
certain context, used a particular term or phrase.
Corpus linguistics analysis involves developing a mechanism to classify or “code”
search results as indicating a particular meaning.
69
How precisely this is to be done
remains unclear—Lee and Phillips suggest drawing “on principles and practices
from survey and content analysis methodologies.”
70
Solum devotes even less discus-
sion to coding in the context of using corpus linguistics—instead presenting a search
for collocates of the phrase “science of” with an aim at determining the scope of the
term, “science” in the early nineteenth century.
71
Solum does so, and notes that frequent
collocates included “words like government, politics, art, law, religion, and theology,”
61
Id. As of April 25, 2021, the number of titles in COFEA’s downloadable list of current
titles included 2,931 titles, suggesting that the list of titles from this source has been on the rise.
62
Id.
63
Id.
64
Id.
65
Id. As of April 25, 2021, however, COFEA’s downloadable title list for this source
contained only ninety-five titles.
66
Lee & Phillips, supra note 38, at 290–91.
67
Id. at 291.
68
Id. at 291–92.
69
Id. at 291.
70
Id.
71
Solum, Triangulating Public Meaning, supra note 13, at 1645–47.
1074 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
which he took to suggest that historic uses of “science” corresponded to a definition of
mastery of any branch of learning rather than the narrower STEM fields commonly
associated with science today.
72
Presumably, those terms that Solum identifies in his
list of collocates correspond to the broader “mastery” definition of science, but
Solum does not make this explicit—and the coding he employs remains undisclosed.
This lack of disclosure indicates an initial problem with sorting and classifying
search results based on undisclosed coding methods. Addressing how this phenome-
non relates to race in the wider context of search algorithms and related technology,
Ruha Benjamin describes this as the “anti–Black Box” which “encode[s] inequity
to the race-neutral laws and policies that serve as powerful tools for White suprem-
acy.”
73
Benjamin argues that efforts to remain neutral in applying technologies like
coding and search systems tend to reproduce pre-existing inequities.
74
This argument
is part of a burgeoning field of research that calls into question the presumptive
neutrality of how codes and algorithms are written, and this concern applies to the
more basic “coding” methods used in originalist analysis—even the simple example
that Solum uses as an illustration, which appears to rely on present-day assumptions
to formulate how results should be coded.
75
Originalist methods or “coding” classifi-
cation risk being coded to produce the best meaning for particular desired outcomes
rather than a better approximation of “truth”—and a failure to make coding method-
ologies and underlying assumptions transparent exacerbates this risk.
76
Proponents of corpus linguistics contend that it will make originalist analysis
“more empirical,” noting that judges and justices already engage in similar, less-
formal analysis.
77
Lee and Mouritsen suggest that corpus linguistics analysis will
allow judges to test hypotheses about phrases’ meanings “through rigorous experi-
mentation with observable and quantifiable data,” and that the results of these
conclusions “will be replicable and falsifiable.”
78
Unfortunately, corpus linguistics
presents a number of practical challenges, lends itself to corruption by the adver-
sarial process of litigation, and risks undermining the adversarial process should
judges take charge and conduct their own corpus linguistics analysis.
1. The Cumbersome Realities of Corpus Linguistics
The corpus linguistics method of determining original meaning is a time-
intensive undertaking that requires most judges and attorneys to act beyond the scope
72
Id. at 1645–47.
73
RUHA BENJAMIN,RACE AFTER TECHNOLOGY 35 (2019).
74
Id.
75
See generally SAFIYA UMOJA NOBLE,ALGORITHMS OF OPPRESSION:HOW SEARCH
ENGINES REINFORCE RACISM (2018).
76
Id.
77
See James C. Phillips et al., Corpus Linguistics & Original Public Meaning: A New
Tool to Make Originalism More Empirical, 126 Y
ALE L.J. F. 20, 26–28 (2016).
78
Thomas R. Lee & Stephen C. Mouritsen, Judging Ordinary Meaning, 127 YALE L.J.
788, 829 (2018).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1075
of their expertise. This problem is often overlooked by proponents of corpus lin-
guistics, who either make conclusory assertions about the ease of the method, or
who focus solely on corpus linguistics’ use in the academic sphere.
79
While judges and attorneys may be used to electronic databases like Westlaw
and LexisNexis, interpreting and sifting through the results of corpus linguistics
searches is a different ball game, as these search results do not result in a series of
cases or statutes that attorneys and judges are accustomed to reading. Instead, judges
and attorneys are confronted with lists of collocates and series of historic document
excerpts. The task is further complicated by the need to account for variations in
spelling—which were particularly widespread during the founding era. For a search
of a corpus linguistics database to pull a complete picture of how a term or phrase
was employed during a certain time period, judges and attorneys must craft searches
that account for variations on how that term was spelled in order to ensure the
results are sufficiently representative.
Additionally, quality corpus linguistics analysis takes time. A search for a term
or phrase used in the Constitution or a constitutional amendment may result in
hundreds, if not thousands, of instances where that term is used.
80
When that happens,
judges and attorneys are faced with the task of parsing through these voluminous
results—a task that can eat up expensive time for attorneys, and time that could be
spent on other cases for judges and their clerks.
There may be ways to narrow down results, but these methods also present risks.
Judges and attorneys can narrow their search results by only examining those with
collocates that are deemed relevant. For example, someone may want to examine the
use of the term “unusual,” to see if this sheds any light on the Eighth Amendment’s
prohibition on “cruel and unusual punishment.” A COFEA search for “unusual”
results in quite a few hits,
81
so it may be tempting to look at common collocates to
see if the results can be narrowed. The vast majority of collocates include simple
prepositions or conjunctions (e.g., the, of, and, to),
82
which an interpreter may find
unhelpful at first glance. But there are some promising hits on the collocate list, such
as “cruel,” “punishments,” “imposed,” “inflicted,” and “manner,” all of which have
79
See id. at 872 n.323 (claiming that originalist methodology reflects how attorneys can
parse historical materials and present them to the court, and citing one of the coauthors’
concurring opinions as the sole support for the claim that “this ‘isn’t rocket science’”)
(quoting State v. Rasabout, 356 P.3d 1258, 1286 (Utah 2015) (Lee, J., concurring)); see also
Lee J. Strang, How Big Data Can Increase Originalism’s Methodological Rigor: Using Corpus
Linguistics to Reveal Original Language Conventions, 50 U.C. D
AVIS L. REV. 1181, 1212
(2017) (advocating for the use of computer-assisted research techniques by originalist scholars).
80
See Donald L. Drakeman, Is Corpus Linguistics Better Than Flipping a Coin?, 109
G
EO. L.J. ONLINE 81, 90 (2020).
81
COFEA, supra note 59. As of May 1, 2021, a COFEA search for “unusual” resulted
in 1,629 results. Id.
82
Id.
1076 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
far more manageable hit numbers below 50.
83
To save time, a judge or attorney may
be tempted to narrow their review to these results. But doing so risks introducing
bias to the search. Remember, the whole point of using corpus linguistics methodology
is to determine the general public use of “unusual” at the time of the founding—not
only instances where that term was used in the context of punishment.
84
Original
documents describing other unusual phenomena, such as “circumstances,” “bodies,”
and “appearance” may be useful, and excluding results based on the investigator’s
subjective determination of “relevance” may generate skewed or misleading results.
Yet another problem with this method is that advocates of corpus linguistics are,
at best, vague when describing how those engaging in corpus linguistics analysis
should reach interpretive conclusions. Take, for example, a situation where a search
suggests that there are multiple original meanings of a particular term, although one
meaning was used with more frequency than the other. Assume that one meaning of
a term is found to have been used eighty percent of the time, and the other meaning
was used twenty percent of the time.
85
Judges and attorneys may be tempted to con-
clude that the meaning that is used more frequently is the original public meaning—as
it was the meaning that is most consistent with “ordinary use.” The normative
reasons for making this determination are unclear, however. A term may indeed have
multiple meanings. Indeed, a term with multiple meanings may have been strategi-
cally chosen so that different members of its audience may have taken it to mean
different things—particularly in the context of the Constitution, where the audience
was divided and a consensus was desirable.
86
And a focus on frequency may ignore
potentially relevant characteristics of each result—such as the size of the audience
for each result.
87
Without clearly prescribed methods for translating corpus linguistics search
results into actionable bases for decisions, judges and attorneys will have difficulty
implementing this method in practice where a conclusive interpretation is required.
Lee and Mouritsen sidestep the question, acknowledging that corpus linguistics may
83
Id.
84
See Drakeman, supra note 80, at 90 (noting the problem of bias in search results and
using the example of narrowing search results for “establishment” to results that include
collocates with “religion”).
85
This hypothetical assumes that the analysis revealed only two meanings and that there
are no instances of indeterminate meanings.
86
See Leah Ceccarelli, Polysemy: Multiple Meanings in Rhetorical Criticism, 84 Q. J.
S
PEECH 395, 404–06 (1998) (describing “strategic ambiguity,” and how such ambiguity may
be employed to elicit favorable responses from opposing factions within a speaker’s
audience); see also Alexander Hiland, Polysemic Argument: Mitt Romney in the 2012
Primary Debates, in D
ISTURBING ARGUMENT: NCA/AFACONFERENCE ON ARGUMENTATION
168–73 (Catherine Palczewiski, 1st ed. 2014) [hereinafter Hiland, Polysemic Argument].
87
Drakeman, supra note 80, at 96–97 (noting that it is unclear whether a private letter
with an audience of one should be given less weight than a newspaper article that was avail-
able to a wide audience).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1077
help determine whether a given sense of a term is more factually common, but in-
sisting that the implications of these findings are only to be determined after answering
the separate question of what “ordinary meaning” means.
88
At times, Lee and Mouritsen
leave open the question of what theory of “ordinary meaning” should be employed
when addressing critiques that corpus linguistics analysis may exclude meanings of
terms that are not as commonly used.
89
Elsewhere, they explicitly denounce the
notion that the most common senses of a word or phrase are the “ordinary mean-
ings” of those phrases—denouncing such an approach as “arbitrary.”
90
But in other
writings they state that the most common use of a word or phrase at least “might”
be a method of determining the public meaning of historic texts.
91
Neal Goldfarb argues that frequency of use is an important fact to consider when
determining ordinary meaning.
92
Goldfarb argues that a long line of authorities sup-
port this claim and cites a number of cases in support of this proposition.
93
Some of
the authorities that Goldfarb cites, however, do not clearly state that frequency of
use is a factor, or the method, of determining the ordinary meaning of a term—
emphasizing instead the importance of context, or using broad references to the “ordi-
nary” meaning of terms without referencing frequency of usage.
94
Other authorities
88
Thomas R. Lee & Stephen C. Mouritsen, The Corpus and the Critics, 88 U. CHI.L.
R
EV. 275, 334–35 (2021).
89
Id.
90
Id. at 341–42.
91
Lee & Mouritsen, Judging Ordinary Meaning, supra note 78, at 826.
92
See Neal Goldfarb, The Use of Corpus Linguistics in Legal Interpretation, 7 ANNU.
R
EV.LINGUIST. 473, 475–76 (2021) [hereinafter Goldfarb, Use of Corpus Linguistics]
(surveying scholarship arguing that “relative frequencies of the various meanings that a given
word can convey” should be a “factor[] relevant to determining ordinary meaning”); see also
Neal Goldfarb, Corpus Linguistics: Empiricism and Frequency, LAW
NLINGUISTICS (Mar. 22,
2018) [hereinafter Goldfarb, Empiricism and Frequency], https://lawnlinguistics.com/2018
/03/22/corpus-linguistics-empiricism-and-frequency/ (“It seems to me that under any reasonable
approach to determining a word’s usual and most known meaning, the frequency with which
the word’s various senses are believed to appear will inevitably be a factor.”).
93
Goldfarb, Use of Corpus Linguistics, supra note 92, at 475–76.
94
See id. at 476; Littlefield v. Littlefield, 28 Me. 180, 183, 185–86 (1848) (stating that
the meaning of words is to be “ascertained by popular usage” rather than “arbitrary judicial
edicts” and that, when interpreting a deed, a word in the deed is to be understood “in the
sense in which it was ordinarily used, and understood at that place, whether it accorded with
strict legal accuracy or not”). This phrasing does not describe a methodology for determining
popular usage by measuring the frequency of word usage. Additionally, this example is of
dubious relevance to questions of constitutional interpretation because it interprets a deed,
rather than the Constitution or a statute. Moreover, in the opinion itself, the court notes that
where there are multiple potential meanings, the context of their use should be the focal point
for determining meaning—an approach that the court then applies. See, e.g., Lumbra v.
United States, 290 U.S. 551, 561 (1934) (“Unless by construction these words are given a
meaning far different from that they are ordinarily used and understood to convey, the
evidence must be held not sufficient to support a verdict for petitioner.”); Wis. Cent. Ltd. v.
1078 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
that Goldfarb cites refer to the “common” usage of words, but these authorities’
frequent use of “common” in conjunction with the phrase “ordinary,” suggests that
the courts may be using “common” or “common and ordinary” as a synonym for
“ordinary,” rather than a means of defining “ordinary.”
95
Alternatively, those opin-
ions that describe the “common, ordinary,” or “common and ordinary” meaning of
words suggest that “common” is a concept that is distinct from “ordinary”—which
undermines the conclusion that the two terms are synonymous. The conflation of the
terms “common” and “ordinary”, as well as their combined permutations are them-
selves illustrations of problems with corpus linguistics methodology. The polysemic
nature of terms creates sufficient overlap that makes the act of distinguishing them
or treating them as synonyms an intervention into the text that predetermines the
outcomes of the analysis, introducing an avenue for the motives and interests of the
judges and attorneys using corpus linguistics to make their way into the results.
Moreover, even if frequency of use is an important factor in determining the
ordinary meaning of a term or phrase, Goldfarb acknowledges the importance of
context in determining meaning.
96
The importance of context complicates the use
of frequency analysis in at least three ways.
97
First, even if one definition of a word
or phrase was used more frequently than an alternative definition at the time of the
founding, the less-common meaning may have still played a role in the enactment
of the constitutional provision—particularly in light of the consensus required to
meet the supermajority requirements of constitutional and amendment ratification
and enactment.
98
This context suggests that frequency analysis may be less war-
ranted when determining the meaning of a constitutional provision. Second, the
importance of context, recognized both by Goldfarb and the sources he cites, require
a more nuanced and thorough approach to corpus linguistics analysis.
99
Simple
United States, 138 S. Ct. 2067, 2072 (2018) (asserting that a definition of a term that is used
occasionally is not the ordinary meaning of a term, but going on to argue that the context of
the case does not support the alternate meaning urged by the dissent).
95
See Goldfarb, Empiricism and Frequency, supra note 92; see, e.g., Yarbro v. Comm’r,
737 F.2d 479, 483 (5th Cir. 1984) (“The term ‘exchange,’ in its most common, ordinary
meaning implies an act of giving one thing in return for another thing regarded as an equiva-
lent.”); see, e.g., United States v. 122,942 Shares of Common Stock, 847 F. Supp. 105, 106–08
(N.D. Ill. 1994) (“Such an interpretation comports well with the statute’s purposes in addition
to following the most common and ordinary meaning of its language.”).
96
See Goldfarb, Use of Corpus Linguistics, supra note 92, at 476 (“Here, we are
concerned not with how a word of phrase is most frequently used overall but, rather, with
how it is most frequently used (i.e., what meaning it is most frequently used to convey) when
it appears in contexts similar to that in the legal provision at issue.”).
97
See Brian G. Slocum & Stefan Th. Gries, Judging Corpus Linguistics, 94 S. CAL.L.
R
EV.POSTSCRIPT 13, 14, 20–21 (2020–21).
98
See Ceccarelli, supra note 86, at 404–06 (describing “strategic ambiguity,” and how
such ambiguity may be employed to elicit favorable responses from opposing factions within
a speaker’s audience); see also Hiland, Polysemic Argument, supra note 86, at 168–73.
99
Goldfarb, Empiricism and Frequency, supra note 92.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1079
frequency analysis and review of collocates or contexts in a sentence may not be
enough; reviewers may need to examine a larger portion of the document in order
to obtain the context necessary to determine meaning. Third, even where the scope
of corpus linguistics could be expanded to include contextual analysis of documents,
it would create a second order problem of determining what criteria would be used
to include or exclude contextual clues to appropriately determine if the document
contributes to contextual understanding of original public meaning.
100
All of this
presents even more of a challenge for time-pressured judges and attorneys.
Rejecting a simplistic frequency rule will likely lead to more accurate, nuanced
results. But this leaves judges and attorneys in a lurch, as they must determine a
particular meaning to apply in the case at hand. Lee and Mouritsen suggest that corpus
linguistics is not meant to supplant a judge’s “experience, training, or professional
judgment” and that the method serves as a “check against the judge’s linguistic in-
tuition.”
101
This may not be enough for constitutional interpretation, though, as
determining the public meaning of terms from the perspective of readers in the 1700s
or 1800s requires a complete revamping of one’s modern linguistic intuitions—not
a mere “check.” Additionally, if corpus linguistics ultimately serves as little more than
a supplement to alternate interpretive methods, it is unclear why it is worth judges’
and attorneys’ time to engage in such intensive investigations.
2. The Danger of Adversarial Corruption of Corpus Linguistics Results
So far, we have addressed general difficulties that attorneys and judges will face
in implementing corpus linguistics that arise from the nature of corpus linguistics
analysis and the method’s under-theorization. But more problems arise when corpus
linguistics is implemented by attorneys advocating for a particular interpretation of
a constitutional provision or amendment. Attorneys will likely frame the results of
their analysis to advocate for a certain reading and they will likely interpret vague
results in a manner that supports their client. Additionally, attorneys may employ
algorithms that skew their findings in a particular direction. All of this undermines
the objective, replicable appeal that proponents of corpus linguistics rely on when
advocating the method.
a. Argumentative Advocacy and Corpus Linguistics
In cases that involve voluminous results, attorneys may decide to engage in
targeted searches for documents that better support their positions. Corpus tools like
COFEA allow users to generate randomized lists of concordance lines, and those
who advocate the method use random sampling to demonstrate how corpus linguistics
100
Slocum & Gries, supra note 97, at 14–15.
101
Lee & Mouritsen, The Corpus and the Critics, supra note 88, at 345.
1080 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
may be employed.
102
But it is unlikely that attorneys will constrain themselves to
this approach—particularly if the random results don’t come out in their favor.
As discussed earlier, search results may be narrowed by limiting results to
particular collocates. Attorneys whose arguments aren’t supported by randomized
concordance lines may turn to targeted collocate searches to tailor the results to
conform to a particular interpretation. Alternatively, attorneys who are disappointed
with the results of randomized sampling may increase their sample size, cherry-pick
as many supportive documents that they can find, and present all of these sources
to the court as independent authorities.
These skewed approaches to corpus linguistics may be rightfully flagged by the
opposing parties, and courts that are well-versed in corpus linguistics methodology
and appropriate sampling practices may give the results of such analysis less weight.
But there is still a risk that courts may consider, and even be convinced by, this goal-
oriented analysis. Additionally, even if sampling suggests that a proposed interpreta-
tion of a term or provision is not common, presenting examples of less-common
uses still places that alternate interpretation before the court. It is a bell that is
difficult to unring, and it may be enough to convince a court (particularly a court that
wants to reach a particular result) to take up the proposed interpretation anyway
especially if the court engages in selective citation and eschews corpus linguistics
methodology in its ruling.
103
Even if courts’ and attorneys’ methods are balanced and randomized, the results
of these searches may be spun by skillful advocates. This is particularly likely in
hotly contested constitutional cases, which often involve underdetermined provi-
sions and broadly worded provisions. In these cases, corpus linguistics may trans-
form a debate over the original public meaning of a particular constitutional provision
into a debate over the original public meaning of documents authored at or around
the time the provision at issue was written.
104
While attorneys and judges deal
102
See, e.g., Lee & Mouritsen, Judging Ordinary Meaning, supra note 78, at 841 (using
a sample of one hundred randomized concordance lines to analyze the meaning of the term
“vehicle”).
103
There is a wealth of literature on how judges that purport to be originalist may engage
in selective citation or application of originalist methods to reach particular results. See
Rebecca Piller, History in the Making: Why Courts Are Ill-Equipped to Employ Originalism,
34 R
EV.LITIG. 187, 197–200 (2015) (arguing that originalists may rely on selective citations
to historic sources and goal-oriented readings of these sources to arrive at preferred con-
clusions); E
RIC J. SEGALL,ORIGINALISM AS FAITH 123–24 (2018) (arguing that Supreme
Court Justices have used originalism in a selective manner to support particular outcomes);
C
ATHERINE L. LANGFORD,SCALIA V.SCALIA:OPPORTUNISTIC TEXTUALISM IN CONSTITU-
TIONAL INTERPRETATION 81 (2017) (noting that Justice Scalia referred to the intent of the
founders in his opinions on the Establishment Clause of the First Amendment, despite
claiming elsewhere that judges should seek to understand the original meaning of the text
rather than the founders’ intent).
104
See Anya Bernstein, Democratizing Interpretation, 60 WM.&MARY L. REV. 435,
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1081
routinely deal with similar arguments over the applicability of cited cases, corpus
linguistics and the numerous historical sources it may bring to bear can escalate
disputes over several cited authorities into disputes over dozens, or even hundreds,
of historic documents. Those who advocate for more rigorous historic analysis in
opinions may welcome this development, but the judges who must decide the cases
before them may be overwhelmed by the numerous, competing historical documents
and arguments and interpretation of counsel.
b. Advocacy by Algorithm and Corpus Linguistics
Another complication that will likely arise when parties engage in dueling
corpus linguistics analyses will be the use of algorithms. So far, there has been little
discussion of algorithms and how they may be used to parse through corpora. Most
originalist academics who discuss the method do not (yet) appear to employ algo-
rithms that purport to arrange results by relevance, and instead display random
samples of results.
105
Much of the coding, grouping, and relevance determinations
appear to be up to the interpreter.
106
A rigorous user of corpus linguistics analysis
would ideally make their searches, search results, concordance line sets, coding, and
classification of the various results, available for anyone to see. In practice, attor-
neys and the court could criticize various results by disputing particular coding
determinations and arguing that certain results support alternate meanings.
Should the method of corpus linguistics catch on, though, attorneys and other
advocates may turn to algorithms to assist in performing targeted searches of results.
An algorithm may search a corpora database and classify results based on those that
are “most relevant,” by, for example, excluding search results that involve senses
of terms that are deemed to be clearly irrelevant for any party to the litigation.
107
Machine learning may also be employed to fine tune search algorithms, with sample
searches of particular terms or phrases and the coding of particular results being used
to “train” an algorithm to better locate “relevant” results through predictive coding.
108
455–56 (2018) (noting that the analysis of empirical corpus data requires judges to make
decisions—including normative decisions over particular interpretations and the relevance
of results).
105
See, e.g., Lee & Mouritsen, Judging Ordinary Meaning, supra note 78, at 841.
106
See Solum, Triangulating Public Meaning, supra note 13, at 1645–47.
107
See Marc van Opijnen & Cristiana Santos, On the Concept of Relevance in Legal
Information Retrieval, 25 A.I. L. 65, 72–73 (2017) (describing the development of algo-
rithmic relevancy techniques).
108
This is a technique that is gaining traction in complex litigation that involves extensive
document review. See Lauri Donahue, A Primer on Using Artificial Intelligence in the Legal
Profession, JOLT D
IGEST (Jan. 3, 2018), https://jolt.law.harvard.edu/digest/a-primer-on-using
-artificial-intelligence-in-the-legal-profession [https://perma.cc/6ZJQ-FSE2] (“[W]hen lawyers
using AI-powered software for document review flag certain documents as relevant, the AI
learns what type of documents it’s supposed to be looking for. Hence, it can more accurately
identify other relevant documents. This is called ‘predictive coding.’”); Robert Keeling et al.,
1082 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
For example, a corpus linguistics analysis conducted in a Second Amendment
dispute over what it means “to bear” arms will likely generate search results that
include uses of the phrase, “to bear” that do not relate to firearms, such as “to bear
fruit,” or a person being “unable to bear further stress.”
109
Machine learning and pre-
dictive coding may be used to fine-tune an algorithm that will better generate “relevant”
results. Taking this a step further, an advocate may also want to focus on producing
“helpful relevant” results—i.e., those results that support the sense that best fit the
argument the attorney is trying to make. Returning to the “bear arms,” example, an
attorney for a party hoping to show that “bearing arms,” means doing so in a military,
rather than individual, context may develop an algorithm that prioritizes as “relevant”
those results that involve documents describing bearing arms in a military context.
This latter example reveals how adversarial use of corpus linguistics may end up
corrupting the features that make corpus linguistics an appealing method to originalist
scholars. Replicating results and checking coding decisions may be rendered impossi-
ble once the search has been run through an algorithm.
110
The results are also far
from objective, as the attorneys running the analysis may set up an algorithm to achieve
a set of skewed results.
But these concerns are not limited to the second example of attorneys trying to
find “helpful relevant” results. They also apply to instances where algorithms are
developed to reduce or exclude results that are “clearly irrelevant.” While the
difference between “bearing a child” and “bearing arms” may seem clear, developing
an exclusion of the former sense may end up removing relevant results—such as
instances in which a person’s carrying or holding of a child is described with the
Using Machine Learning on Legal Matters: Paying Attention to the Data Behind the Curtain,
11 H
ASTINGS SCI.&TECH. L.J. 9, 10-1 (2020) (describing machine learning and predictive
coding and how this technology may be applied to litigation). Algorithmic relevance rankings
are also employed in databases that lawyers and legal scholars use to conduct legal research.
See generally Susan Nevelow Mart et al., Inside the Black Box of Search Algorithms: A
Behind-the-Scenes Look at the Algorithms That Rank Results in Bloomberg Law, Fastcase,
Lexis Advance, and Westlaw, 24 AALL S
PECTRUM 10, 11–15 (2019).
109
See Josh Jones, Comment, The “Weaponization” of Corpus Linguistics: Testing
Heller’s Linguistic Claims, 34 BYU J. P
UB. L. 135, 159 (2020) (excluding as “irrelevant,”
these senses of the term, “bear” in a corpus linguistics analysis of the phrase, “bear arms”);
see also Neal Goldfarb, A (Mostly Corpus-Based) Linguistic Reexamination of D.C. v. Heller
and the Second Amendment, G
EO.L.CTR. 1, 3–10, 18–23 (Feb. 26, 2021), https://papers
.ssrn.com/sol3/papers.cfm?abstract_id=3481474 [https://perma.cc/NR4W-7Z3F] (excluding
similar senses of “bear” and “arms” in a corpus linguistics analysis—including “bear arms”
references to bearing a coat of arms, “bear” in the sense of childbirth, and “arms” in the sense
of body parts).
110
See Alyssa M. Carlson, The Need for Transparency in the Age of Predictive Sentencing
Algorithms, 103 I
OWA L.REV. 303, 315–16 (2017) (noting, in the context of risk-assessment
algorithms, that for-profit companies claim that these algorithms are proprietary tools and
do not publicly disclose them). Technological barriers of parsing out the algorithm aside,
replicating results is all the more unlikely if the firm or third party hosting the corpus takes
the position that its algorithms are proprietary.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1083
phrase “bearing.”
111
Using algorithms to parse results presents an avenue for an
investigator’s biases or modern linguistic intuitions to create skewed results that are
not representative of original use of terms.
All of this belies a fundamental problem in the context of algorithmic learning.
Early studies into the nature of algorithmic bias
112
demonstrate that rather than
promoting consensus, algorithms tend to increase fragmentation by solidifying the
boundaries of existing competing beliefs.
113
In other words, left to its own devices,
an algorithm would produce a single meaning, but only after identifying a list of
possible meanings that are preferred in clusters, then selecting the largest cluster,
excluding a number of other potentially very popular definitions. From the stand-
point of a legal practitioner, what they receive is either a list that is comparable to
what can be found in any dictionary or a deceptively simplistic definition that is
deemed appropriate only by virtue of excluding vast swathes of public discourse. All
of this is made more likely by virtue of algorithms and how they function—meaning
that these problems may arise even if advocates or researchers think they are em-
ploying algorithms in an unbiased manner. The neutrality of corpus linguistics results
is thrown into greater doubt by vendors who may operate with a profit motive in
mind with the goal of producing lists of results that fit with the goals and desires of
users rather than with the actual historic usages of terms.
114
3. Interference with the Adversarial System
While adversarial use of corpus linguistics analysis presents a host of problems,
judicial use of the technique raises separate concerns. In particular, urging courts to con-
duct their own corpus linguistics analysis runs afoul of the norm that judges should
not engage in independent factual or scientific research in reaching their conclusions.
Because civil and criminal proceedings in the United States are adversarial,
courts typically avoid conducting research into facts or issues beyond the scope of
the record or the parties’ briefs. The corpus linguistics method, however, requires that
courts engage in intensive independent corpus linguistics research when interpreting
the Constitution—either to verify the arguments by counsel, or to ensure that accurate
results are reached if counsel fail to use this methodology.
115
This creates the risk of
111
For a modern example of this, see Elspeth Young, Bearing a Child in Her Arms (paint-
ing), https://www.alyoung.com/art/work-virgin_and_child.html [https://perma.cc/2N6G-48GX].
112
The generally accepted term for the tendencies of algorithms to reproduce existing
inequities. See, e.g., Nicole Turner Lee, Paul Resnick & Genie Barton, Algorithmic Bias De-
tection and Mitigation: Best Practices and Policies to Reduce Consumer Harms, B
ROOKINGS
INST. (May 22, 2019), https://www.brookings.edu/research/algorithmic-bias-detection-and-miti
gation-best-practices-and-policies-to-reduce-consumer-harms/ [https://perma.cc/3LEX-5ASN].
113
Aina Sirbu et al., Algorithmic Bias Amplifies Opinion Fragmentation and Polarization:
A Bounded Confidence Model, PLOS ONE (Mar. 5, 2019), https://journals.plos.org/plosone
/article?id=10.1371/journal.pone.0213246 [https://perma.cc/V76W-KP5P].
114
See SHOSHANNA ZUBOFF,THE AGE OF SURVEILLANCE CAPITALISM:THE FIGHT FOR A
HUMAN FUTURE AT THE NEW FRONTIER OF POWER 122–25 (2019).
115
See Slocum & Gries, supra note 97, at 20–21.
1084 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
courts veering beyond the arguments of counsel and issuing unreviewable conclu-
sions on the meaning of terms.
This criticism should not be a surprise for advocates of corpus linguistics. Indeed,
the Utah Supreme Court has raised this precise concern against Justice Thomas Lee—
a coauthor of most of the sources cited in this section.
116
In State v. Rasabout, the Utah Supreme Court addressed whether Rasabout, who
had fired a gun twelve times into a house occupied by a rival gang member, could
be prosecuted for twelve separate felony counts for unlawful discharge of a firearm.
117
The court concluded that each shot could give rise to a separate count, finding that
the statute’s term “discharge” meant each individual shot, and noting that each in-
dividual shot carried an independent harm.
118
In a lengthy concurring opinion, Justice Lee agreed with the majority’s conclusion
that the term “discharged” applied to “‘each discrete shot’ expelled from a gun,” but
argued that the majority was wrong to resort to a dictionary to resolve the debate
over the term’s definition.
119
Instead, Justice Lee relied on the Corpus of Contempo-
rary American Usage (COCA), “to analyze the meaning of discharge of a firearm
and concluded that the 81 instances where “discharge” appeared within five words
of “firearm, firearms, gun, and weapon” indicated that “discharge” was “overwhelm-
ingly” used in the “single shot sense.”
120
Did they though? Justice Lee specifies that:
Twelve of the 81 hits “clearly linked discharge to a single bullet.”
121
Sixteen of the hits described accidental discharges, which Lee charac-
terized as instances of the term being used in the single-shot sense
because “it seems highly unlikely if not impossible that an accidental
trigger-pull could result in a release of all of the bullets in a gun’s
magazine.”
122
“Fifteen other hits were a bit more ambiguous; but on closer examina-
tion, the discharge in question seemed to imply a single shot (based on
the nature of the weapon, the circumstance of the discharge, or descrip-
tion of the resulting damage).”
123
116
See State v. Rasabout, 356 P.3d 1258, 1264–66 (Utah 2015).
117
Id. at 1261.
118
Id. at 1263–64 (analyzing Utah Code section 76-10-508).
119
Id. at 1271 (Lee, J., concurring).
120
Id. at 1281–82.
121
Id. at 1282 (emphasis added).
122
Id. at 1282. Lee never specifies the types of guns that are addressed in these instances,
making it unclear if the stories referred to a single-shot rifle, a semiautomatic weapon, or a
machine gun—the last of which could certainly result in multiple bullets being fired as a
result of a single trigger pull.
123
Id. (emphasis added).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1085
One hit was irrelevant, as the discharge referred to a patient being
discharged from a hospital.
124
One instance did involve the word “discharge” being used to describe
the release of multiple bullets.
125
For the thirty-six other instances, Justice Lee concluded “that there was
insufficient detail to indicate whether the discharge at issue had refer-
ence to a single shot or to the emptying of the magazine.”
126
Justice Lee concluded that this analysis indicated that “discharge of a weapon is
used overwhelmingly in the single shot sense.”
127
What made certain conclusions
“clear” or how he was able to work out that some “ambiguous” results ultimately
“implied” this conclusion was not explained further.
128
The majority took issue with Justice Lee’s approach, noting that Justice Lee
conducted the corpus linguistics research sua sponte, that Rasabout had no opportu-
nity to respond or present a different perspective, and that this violated “the very
notion of our adversary system.”
129
The majority noted that linguistics is a scientific
field, and argued that it was “entirely inappropriate for this court to conduct the
independent scientific research that serves as the basis for Justice Lee’s approach.”
130
The majority also warned of the burdens that corpus linguistics research would place
on the courts and litigants.
131
And the majority criticized Justice Lee’s distinguishing
between the categories of his search results, questioning how Justice Lee was able
to parse through the majority of results that were not “clear.”
132
Some of the majority’s critique addresses corpus linguistics in general.
133
While
corpus linguistics may give attorneys and judges a broad set of examples, the approach
may backfire and exponentially increase the complexity of the judge’s task by multiply-
ing one underdetermined phrase into an analysis of dozens of similar underdetermined
phrases. Skepticism of analysis that purports to distill “ambiguous” examples into
concrete, conclusive examples of a particular meaning is therefore warranted. These
are problems that the corpus linguistics method must grapple with, and a full discus-
sion of this criticism and potential responses is beyond the scope of this Article.
What is within the scope of this Article, though, are the majority’s concerns that
judicial corpus linguistics analysis—particularly instances where that analysis is done
124
Id.
125
Id.
126
Id.
127
See id.
128
Id. at 1282.
129
Id. at 1264–65.
130
Id. at 1265.
131
Id.
132
Id. at 1266.
133
Id. at 1265.
1086 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
at the court’s own initiative—creates a risk of bad law.
134
The majority noted that
its judicial resources were already spread thin, and that requiring judges to engage
in corpus linguistics research in every case involving disputed statutory terms was
unfeasible.
135
If coding and classification of results is performed by only one person,
this creates a risk of skewed classifications that are not balanced out by multiple sets
of eyes.
136
Moreover, a court performing corpus linguistics analysis on its own initiative
could result in this research being done poorly, as it would involve unchecked, and
potentially irreversible determinations. In cases like Rasabout that interpret Utah
state law,
137
if the Utah Supreme Court ends up getting its corpus linguistics analysis
wrong, that incorrect interpretation can’t be appealed. It doesn’t matter if the method
can be reviewed, replicated, and disproven—the decision has been made by the
highest judicial authority in the state.
The Rasabout majority’s concern over independent corpus linguistics analysis
undermining the adversarial system should carry particular weight for some orig-
inalists who present originalism as a means of preventing judges from imposing
their own views onto the case.
138
The unchecked and unreviewable use of new and
quickly changing linguistics research technology by judges who may be barely
familiar with corpus linguistics methodology is contrary to this goal of judicial
constraint and predictability.
139
B. Studying the Constitutional Record
Solum’s triangulation approach to originalism includes the method of “studying
the constitutional record,” which is closest to how originalist analysis occurs in legal
argument and judicial opinions.
140
There are at least five “components” of the
method of studying the historical record:
1. Precursor provisions and proposals—studying precursors to the Consti-
tution like the Articles of Confederation and state constitutions, as well
as similar precursors to the Bill of Rights.
141
134
Id.
135
Id.
136
See Jones, supra note 109, at 173 (noting as a caveat to the author’s own results that
his analysis was the product of the author’s own intuition and biases and that coding
decisions should ideally be reviewed by multiple people and be subject to quality control).
137
See generally Rasabout, 356 P.3d.
138
Id. at 1285.
139
Some critics have suggested that the various shortcomings in each step of corpus
linguistics methodology may render the method no more reliable than flipping a coin—if not
worse. See generally Drakeman, supra note 80.
140
Solum, Triangulating Public Meaning, supra note 13, at 1654.
141
Id. at 1655.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1087
2. The drafting history—examining the records of the Philadelphia Con-
vention.
142
3. The ratification debates—examining records of states’ ratifying conven-
tions and public debates over ratification, including the Federalist Papers
and Antifederalist writing.
143
4. Early historical practice—studying how certain provisions were imple-
mented following the ratification of the Constitution (or amendments).
144
5. Early judicial decisions—reviewing early judicial decisions interpreting
provisions of the Constitution and its amendments.
145
This is a lot of material for courts and attorneys to digest. Judges in particular may
find this task daunting, as they must balance time spent on constitutional cases with
other cases on their dockets. Attorneys also must balance the demands of their
various clients and cases and, with the possible exception of some highly specialized
practitioners, cannot devote all of their time to historic research.
Moreover, Solum notes that investigating the constitutional records involves
numerous caveats.
146
The records of the Philadelphia Convention are largely limited
to the notes of James Madison, who revised them in the years following the estab-
lishment of the government and the evolution of his own views.
147
The ratification
debates may not give an accurate perspective of the original meaning of the text
because proponents and critics of provisions may have characterized the text in
motivated (and potentially misleading) ways.
148
A similar problem arises with early
historical practice—particularly practices that were the subjects of dispute or con-
troversy, as statements regarding the propriety of these practices may have included
vague, loaded, or polysemic language in the pursuit of certain political ends.
149
The caveats continue. Solum distinguishes between the “communicative con-
tent” and the “legal content” of constitutional provisions, arguing that the original
meaning of particular provisions is distinct from how those provisions were initially
implemented.
150
While such “legal content” of provisions “can provide evidence of
public meaning”—it just doesn’t constitute the original meaning.
151
142
Id. at 1655–56.
143
Id. at 1657.
144
Id. at 1658–61.
145
Id. at 1661–63.
146
Id. at 1663–66.
147
See generally MARY SARAH BILDER,MADISONS HAND:REVISING THE CONSTITU-
TIONAL CONVENTION (2015).
148
Solum, Triangulating Public Meaning, supra note 13, at 1657–58.
149
Id. at 1658–60.
150
Id. at 1663–64.
151
Id. at 1664.
1088 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
Similarly Solum warns against relying too much on the original “expected
applications” of constitutional provisions.
152
Solum argues that even if an expected
application is based on “a true belief about the public meaning of the constitutional
text” it “could nonetheless be a misleading guide to recovering the communicative
content of the text if that expectation was based on a false belief about the facts.”
153
Other scholars of originalism also warn against framing original meaning using
early applications of those provisions.
154
Still others argue that “while the original
meaning may not be defined by the expected applications, these applications will
often be some of the best evidence of what that meaning is.”
155
All of this compli-
cates the task of deriving an original meaning of the Constitution’s text from sources
in the historic record.
1. The Unrealistic Expectation That Courts and Attorneys Will Conduct a
Rigorous, Objective Investigation of the Constitutional Record
Judges and lawyers aren’t historians by trade, so the task of reading through
debate transcripts, dueling essays, and other written materials forces them out of
their wheelhouse. Even for Justices on the Supreme Court, who enjoy assistance of
highly qualified clerks and who are tasked with performing the highest-level review
of constitutional provisions, high quality historical analysis is often too much to
ask.
156
For judges in lower courts, the task of taking on extensive historic research
to address a small subset of their cases is an unrealistic demand.
157
152
Id.
153
Id.
154
See WURMAN, supra note 38, at 39–40 (arguing that the “sense” of constitutional
provisions—which Wurman describes as a “function” applied to particular circumstances—
are distinct from the “referents” of those functions—that is, the facts and circumstances
before the courts applying those provisions); see also Christopher R. Green, Originalism and
the Sense-Reference Distinction, 50 S
T.LOUIS U. L.J. 555, 560 (2006) (advancing the theory
that “the sense of a constitutional expression is fixed at the time of the framing, but the
reference is not, because it depends on the facts about the world, which can change”).
155
John O. McGinnis & Michael Rappaport, Original Interpretive Principles as the Core
of Originalism, 24 C
ONST.COMMENT. 371, 378 (2007).
156
See Lorianne Updike Toler, Law Office Originalism 20–21 (Mar. 2, 2021) (unpub-
lished manuscript), https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3659611 [https://
perma.cc/H9SE-W3GM] (noting Supreme Court Justices’ persistent failures to cite historical
sources, and that—in the few instances they do include citations—they tend to cite to
secondary sources rather than primary sources); see also Alejandre-Gallegos v. Holder, 598
Fed. App’x 604, 605 (10th Cir. 2015) (“In our adversarial system, neutral and busy courts
rely on lawyers to develop and present in an intelligible format the facts and law to support
their arguments.”).
157
See Martin S. Flaherty, Historians and the New Originalism: Contextualism, His-
toricism, and Constitutional Meaning, 84 F
ORDHAM L. REV. 905, 912–13 (2015) (suggesting
that courts, attorneys, and even law professors have demands on their time that are not
typical of professional historians, and that this may result in shoddy historical research).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1089
Originalists may suggest that, given the constraints on judges’ time, attorneys
will do most of the work for the courts by researching, drafting, and presenting
originalist briefing and argument to courts.
158
Attorneys may take the time to analyze
the constitutional record and determine the original public meaning of constitutional
provisions. Briefing, perhaps with supplemental expert reports and amicus submis-
sions, will provide the necessary insight for the courts to reach decisions.
The problem is that counsel will likely conduct their research with their clients’
interests in mind, rather than with the goal of objective historic analysis, and their
briefing and arguments will reflect this advocacy. Attorneys, after, all, are ethically
obligated to zealously represent their clients.
159
Amici will likely be of little help as
well, as many of them will likely consist of interest groups founded to pursue par-
ticular policy goals.
160
Courts are then left with the unsavory options of adopting one
of the parties’ arguments and analysis—analysis that the court likely knows was
reached through selective sourcing and motivated reasoning—or checking the sources
and research performed by all parties, a task that may take even more time than
conducting an independent search for original public meaning.
And as for the notion that courts should search for original public meaning
themselves, this approach raises its own problems. We have already noted that busy
courts—particularly lower courts—will not have the time to engage in thorough his-
toric inquiries. But a further issue with this proposal is that courts may end up straying
beyond the arguments and sources relied upon by counsel and come up with their own
conclusions. Recall that one of the motivations behind originalism is to constrain
judges from deciding cases based on their political or policy preferences.
161
Originalism
158
See, e.g., Josh Blackman, Originalism and Stare Decisis in the Lower Courts, 13 N.Y.U.
J.L. &L
IBERTY 44, 58–63 (2019) (recognizing a lack of originalist briefing at the lower court
level and proposing that courts request originalist briefing or issue standing orders requiring
originalist briefing); Stephen E. Sachs, Originalism: Standard and Procedure, 135 H
ARV.
L. R
EV. 778, 787 (2022).
159
See MODEL RULES OF PRO.CONDUCT r. 1.3 cmt. (AM.BAR ASSN 1983) (requiring a
lawyer to “act with commitment and dedication to the interests of the client and with zeal in
advocacy on the client’s behalf”).
160
See Piller, supra note 103, at 189–90 (highlighting the danger of partisan bias in non-
attorney experts and describing selective reliance on amicus briefs).
161
See Justice Gorsuch Nomination Hearing, supra note 2, at 1–2 (noting that under
originalism “the United States Supreme Court should consider itself bound by the original
public meaning of the constitutional text” and that originalist judges “do not believe that they
have the power to impose their own values on the nation by invoking the idea of a ‘living
constitution’”); Jack N. Rakove, Joe the Ploughman Reads the Constitution, or, The Poverty
of Public Meaning Originalism, 48 S
AN DIEGO L. REV. 575, 578 (2011) (“Originalism is
often described and justified as a means of preventing modern courts from imposing their
moral preferences on cases.”). As academic originalism has morphed into a multifaceted set
of distinct and often conflicting theories suggesting varying levels of restraint, some originalists
now claim that limiting judicial discretion is no longer a goal of originalism. Keith E.
Whittington, Originalism: A Critical Introduction, 82 F
ORDHAM L. REV. 375, 392 (2013)
1090 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
gives the judges the chance to substitute one lack of constraint with another by
letting them engage in historic analysis without regard to the arguments and authori-
ties of counsel. In a legal environment where judges come under fire for conducting
simple internet searches, it’s unlikely to expect parties and the public to accept courts
undertaking unconstrained, expansive historic research on their own initiative.
162
These concerns address the first four categories of documents Solum identifies
in the “constitutional record.” But perhaps there’s some hope with the fifth set of
documents—early case law applying constitutional provisions.
2. Early Case Law and Originalist Treatment of Early Applications
Judges and attorneys are used to relying on prior cases and making arguments
applying courts’ holdings and analysis in those cases to subsequent patterns of fact.
This isn’t specific to cases involving questions of constitutional law—this is how
legal reasoning works in nearly all cases.
163
While analyzing precursors to the
Constitution, ratification-era debates, drafting histories, and early historical practices
may be beyond the knowledge and research abilities of judges and attorneys,
analyzing early cases to determine original public meaning may not be.
164
(“Limiting judicial discretion has rarely been offered as a compelling justification for the
adoption of originalism in the recent literature.”); see also Thomas Colby, The Sacrifice of
the New Originalism, 99 G
EO. L.J. 713, 714–15 (2011) (arguing that “Originalism has sold its
soul to gain respect and adherents” by sacrificing its original promise of judicial constraint).
This conflict between how constraint as a normative justification for originalism operates in
the political sphere as opposed to the academic sphere is one example of how originalist
discussions in academic theory differ from originalism in practice—a subject we plan to
address in future research.
162
See Frederick Schauer, The Decline of “The Record”: A Comment on Posner, 51 DUQ.
L. R
EV. 51, 54 (2013) (“For a judge to go outside of the record in the search for additional
facts, or for an advocate to encourage a judge to do so, has long been a cardinal taboo of
American appellate practice.”); see also James M. Beck, Pitfalls of Judges, Lawyers, and
Experts Citing Wikipedia, D
RUG &DEVICE L. (Jan. 23, 2017), https://www.druganddevice
lawblog.com/2017/01/pitfalls-of-judges-lawyers-and-experts-citing-wikipedia.html [https://
perma.cc/M3B6-QY5M] (surveying instances of judges and special masters citing to Wikipedia,
and noting blowback resulting from such instances, including reversals); Colter Paulson,
Judge Posner Goes Where No Judge Has Gone Before—Internet Sources as Evidence,
N
ATL L. REV. (Aug. 21, 2015), https://www.natlawreview.com/article/judge-posner-goes
-where-no-judge-has-gone-internet-sources-evidence [https://perma.cc/5X9E-DJ3U]) (de-
scribing Judge Richard Posner’s use of internet sources in the case, Rowe v. Gibson, 798
F.3d 622 (7th Cir. 2015), and noting the “traditional rule . . . that facts not in the record
cannot be raised in a brief”).
163
See generally Grant Lamond, Precedent and Analogy in Legal Reasoning, STAN.
E
NCYCLOPEDIA PHIL. (June 20, 2006), https://plato.stanford.edu/entries/legal-reas-prec/#:~:
text=Precedent%20involves%20an%20earlier%20decision,similar%20to%20the%20earlier
%20one [https://perma.cc/EV6L-PMW9].
164
Although originalist analysis of certain provisions affected by the development of
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1091
But this is where additional caveats by originalists further complicate the process
of interpretation. Originalists caution against over-reliance on early decisions and
applications of constitutional provisions, noting that while these may be evidence
of original public meaning, these cases do not constitute that original public mean-
ing.
165
Indeed, some versions of originalism suggest that, in cases of broadly worded
constitutional provisions, reliance on precedent is not relevant to discerning the
original meaning at all—it is, instead, part of constitutional “construction”—the
application of constitutional provisions to particular cases.
166
All of this introduces
further uncertainty and complication for time-pressured judges and attorneys.
The caution against defining prior meaning by reference to original or early
applications of provisions is further muddled if judges and courts try to delve into
how originalists decide whether an early decision should be used for interpretive
guidance. Originalists tend to caution against reliance on early applications in de-
termining original public meaning because those early applications may have been
based on mistakes of fact that have since been corrected.
167
Deciding where an early
decision relied on a mistake of fact or an outdated political view, though, isn’t an
easy task—even for originalists who are setting forth this guidance in the first place.
Lawrence Solum, for example, cites the case of Bradwell v. Illinois
168
as a case
that exemplifies an early application of a constitutional provision using mistaken
factual views.
169
Solum notes that the Court’s decision to uphold Myra Bradwell’s
exclusion from the Illinois bar on the basis of her gender, “could have been under-
stood as consistent with the [Fourteenth Amendment’s Privileges Or Immunities]
Clause by Justices who believe that women were intellectually incapable of func-
tioning as competent lawyers.”
170
He claims that an opposite result would have been
required if the Court had true beliefs about women’s intellectual capabilities.
171
Because fixed original public meaning can give rise to different outcomes given
changing beliefs about facts, modern day interpreters should not use the Court’s
ruling that women may be barred from the practice of law to support an interpreta-
tion of the original meaning of the Privileges or Immunities clause.
172
technology and relevant social structures may certainly complicate this analysis. See ERIC
J. SEGALL,ORIGINALISM AS FAITH 153–54 (2018) (noting the difficulty of taking an originalist
approach to the Fourth Amendment’s prohibition of unreasonable searches and seizures in
light of changing technology and the nature of modern police forces that did not exist at the
time of the founding).
165
See Solum, Triangulating Public Meaning, supra note 13, at 1664; WURMAN, supra
note 38, at 39–40; see also Green, supra note 154, at 560.
166
See JACK M. BALKIN, LIVING ORIGINALISM 101 (2011).
167
See Green, supra note 154, at 560.
168
83 U.S. 130 (1873).
169
See Solum, Living Constitutionalism, supra note 8, at 1268–69; see also Solum,
Triangulating Public Meaning, supra note 13, at 1664–66.
170
Solum, Living Constitutionalism, supra note 8, at 1268–69.
171
Id.
172
See id. at 1268.
1092 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
But it is not at all apparent that the Bradwell opinion reflects a set of mistaken
factual views, as opposed to a set of outdated and sexist moral and political beliefs.
Solum appears to draw his conclusion that the Court had mistaken factual views
about women’s capabilities from the concurring opinion of Justice Bradley, who
indeed asserted that “[t]he natural and proper timidity and delicacy which belongs
to the female sex evidently unfits it for many of the occupations of civil life.”
173
This
could be viewed as an instance of a mistaken factual belief about women’s intellec-
tual capacities. But much of Justice Bradley’s discussion involves not factual, but
moral, political, and religious reasoning, including remarks such as:
“Man is, or should be, woman’s protector and defender.”
174
“The constitution of the family organization, which is founded in the
divine ordinance, as well as in the nature of things, indicates the domes-
tic sphere as that which properly belongs to the domain and functions
of womanhood.”
175
“The paramount destiny and mission of woman are to fulfil the noble
and benign offices of wife and mother. This is the law of the Creator.”
176
These are not mistakes of fact—they are political opinions regarding women’s
proper role in society and the family. Accordingly, it is not so clear that the
Bradwell Court’s reasoning (again, as reflected in Justice Bradley’s concurring
opinion) was based on a mistake of fact rather than an outdated set of beliefs about
gender roles.
177
If changing political views are enough to invalidate a prior applica-
tion of a constitutional provision, it is unclear how originalism is different from the
“living constitutionalism” that originalists oppose.
178
Originalists’ failure to clearly
distinguish between which early opinions are based on mistakes of fact and which
are based on changing social norms makes it all the more difficult for courts and
attorneys to determine which early opinions should be avoided as evidence of
original public meaning.
173
Bradwell v. Illinois, 83 U.S. 130, 141 (1873) (Bradley, J., concurring).
174
Id.
175
Id.
176
Id.
177
Id. at 141–42.
178
Eric Segall raises this point as well in response to Solum’s reliance on Bradwell. See
Eric J. Segall, The Concession that Dooms Originalism: A Response to Professor Lawrence
Solum, 88 G
EO.WASH.L.REV.ARGUENDO 33, 40–41 (2020) (“The proper role for women
in our society, however, could just as easily be labelled by judges a values question, and what
really changed was, thankfully, society’s values. But any theory of constitutional interpreta-
tion that allows judges to apply the original meaning of the constitutional text differently
today than when ratified because the public’s values changed sounds a lot more like Living
Constitutionalism than Originalism.”).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1093
To the extent that originalists cannot provide a coherent explanation of why
original applications should be disregarded and when those applications should be
avoided, this uncertainty at the theoretical level makes implementation all but im-
possible. If originalists are unable to make this distinction clear in their academic
writing—free from the pressure of needing to render a decision in a timely fashion—it
is fantasy to assume that courts and attorneys will somehow be able to succeed
where scholars have failed.
C. Immersion
Another originalist method that Solum advocates is “immersion,” which he
describes as “requir[ing] the investigators to immerse themselves in the texts from
the relevant period in order to ‘train up’ their linguistic intuitions.”
179
A broader
description of the approach, which Solum disclaims to be “tentative” and a “pro-
posal for discussion at a preliminary stage” is:
The originalist method of immersion in the language of the period
consists in the researcher reading a wide variety of sources from
the relevant period. To count as immersive, the reading must draw
on sources that are representative of language use of the relevant
period. Such sources are not limited to writings directly relevant
to the Constitution, but should include sources such as diaries,
newspapers, broadsheets, novels, and letters. Immersion requires
a substantial period, months and years, not days and weeks.
180
Beyond this, Solum does not describe the method of immersion by identifying steps
that practitioners, judges, or even scholars should take.
181
Solum claims to describe the
method in greater detail—particularly when distinguishing his immersion technique
from approaches used by historians.
182
But, as will be addressed shortly, Solum’s
discussion is less a description of his method and more a description of the method’s
goals.
183
Other originalist scholars have not described the immersion technique.
184
Critics of originalism, however, note that immersion is necessary, and that
proponents of originalism fail to respect the technique.
185
Jonathan Gienapp, for
instance, notes:
179
Solum, Triangulating Public Meaning, supra note 13, at 1649.
180
Id.
181
Id.
182
Id. at 1652–53.
183
Id. at 1653–54.
184
Id. at 1681.
185
See Jonathan Gienapp, Constitutional Originalism and History, PROCESS:ABLOG FOR
AM.HIST. (Mar. 20, 2017), http://www.processhistory.org/originalism-history/ [https://perma
.cc/J5E5-VX2F].
1094 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
Words and concepts that appear in historical sources often bear
a superficial similarity to our own, but grasping what they actu-
ally meant in their original historical context requires first recon-
structing the foreign conceptual world from which they issued.
Keyword searches can never disclose this world (in fact, such
searches presuppose that this world is immediately accessible
and virtually identical to our own). But, as all historians know,
bringing this world into focus requires a much deeper level of
immersion. . . . In the case of the American Constitution, it
requires knowing how to think and reason as Founding-era
Americans did, knowing how to see the world as an original
constitutional reader would have. . . . It requires, in short, behav-
ing like a historian.
186
Originalist scholars do not seem to have taken this advice to heart. While this may
be inadvertent, the persistent lack of engagement between historians’ academic lit-
erature and originalists’ literature suggests that there may be a deeper disagreement
at play.
187
In any event, Solum’s minimal description of immersion will have to
suffice for now.
1. Courts and Attorneys Lack the Time for the Extensive Undertaking of Historic
Immersion
The first criticism of the method of immersion is that judges and their clerks
cannot readily engage in this method.
188
Solum admits elsewhere that contemporary
judges, lawyers, and even legal scholars are not immersed in the relevant “linguistic
culture of late eighteenth-century American English.”
189
He also acknowledges that
judges and their clerks lack the time to engage in proper immersion, because of time
limits on law clerks’ terms and the time they typically have to prepare bench memos
concerning particular cases.
190
Judges and clerks do not have “months and years” to
immerse themselves in a broad sampling of texts from the Founding Era (or the
186
Id. (internal footnotes omitted).
187
See Logan Everett Sawyer III, Method and Dialogue in History and Originalism, 37
L. & H
IST.REV. 847, 859–60 (2019).
188
See, e.g., David A. Strauss, Why Conservatives Shouldn’t Be Originalists, 31 HARV.
J.L. &. P
UB.POLY 969, 970 (2008) (“Especially in dealing with highly controversial issues,
ascertaining the original understandings will routinely require a thorough immersion not just
in the context of the specific debate but in the culture of the time. It is a lot to expect a busy
judge to do that competently, and it will be all too easy to seize on any evidence that supports
the view of the Constitution that the interpreter himself prefers.”).
189
Lawrence B. Solum, Originalist Methodology, 84 U. CHI.L.REV. 269, 284 (2017).
190
Solum, Triangulating Public Meaning, supra note 13, at 1674–75.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1095
Reconstruction Era, should a case involve a Fourteenth Amendment question or a
constitutional amendment as incorporated against a state).
Attorneys face similar time constraints. Many attorneys litigate a variety of cases,
and—with the possible exception of highly specialized counsel who work almost
entirely in constitutional litigation—cannot devote enough time to the extensive
project of immersion in the historical record without doing a disservice to the rest
of their clients. Beyond time constraints, attorneys face a further obstacle: for the
most part, someone needs to pay for the time that attorneys spend on their cases.
Certain clients with restrictive billing practices may limit research time in connec-
tion with particular matters as a manner of course.
191
The process of immersion is so involved that Solum himself states that he is not
certain if any legal scholars have achieved this method, noting that “it may well be
the case that we do not yet know what enrichments would emerge from immersive
study of the text.”
192
He acknowledges that whether immersion will result in “true
linguistic competence is a difficult empirical question.”
193
If no one has managed to
achieve sufficient immersion before—not even in the legal academic sphere—it is
a fantasy to suggest that attorneys or judges will do so successfully.
Additionally, it is unclear how successful immersion can ever be validated.
There is no way of knowing whether a deviation from past conclusions is a result
of evaluating the historic record incorrectly because of mistaken immersion, or an
instance of immersion identifying a mistake in the historic record. Additionally, if
Solum cannot identify scholars who have successfully accomplished the method of
immersion, it is unclear who will evaluate judicial efforts at immersion, and how
they will go about doing so.
2. The Danger of Goal-Oriented Immersion
A further problem with immersion is that it tends toward goal-oriented methodol-
ogy. Solum falls into this habit when he repeatedly defines the immersion method
by referring to the method’s goals.
194
For example, he attempts to distinguish originalist
191
One of the authors, in earlier years, practiced almost exclusively in insurance defense
and can attest that time limits on research were required by most insurance carriers’ billing
practice requirements. See also Ronald J. Clark, Avoiding the Minefields—The Ethical
Dilemmas Posed by the Attack on the Tripartite Relationship, Auto Liability and Coverage,
B
ULLIVANT HOUSER BAILEY PC 165, 167 (Nov. 2005), http://www.bullivant.com/files/DRI
-Avoiding-the-Minefields-The-Ethical-Dilemmas-Posed-by-the-Attack-on-the-Tripartite-Re
lationship.pdf [https://perma.cc/Y6YE-Q54V] (noting that Alabama’s State Bar Disciplinary
Commission issued an opinion indicating that an insurance company’s “Litigation Management
Guidebook” requirement that attorneys seek approval before conducting research for more
than three hours conflicted with attorneys’ independence of professional judgment, and noting
a similar opinion issued by the Rhode Island Supreme Court Ethics Advisory Panel).
192
Solum, Triangulating Public Meaning, supra note 13, at 1652.
193
Solum, Originalist Methodology, supra note 189, at 284.
194
Solum, Triangulating Public Meaning, supra note 13, at 1653–54.
1096 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
immersion from techniques employed by historians by emphasizing that originalist
immersion “aims to recover the communicative context of the constitutional text,”
while historical immersion typically has the goals of “construction of narratives that
illuminate causal connections and the discovery of the motives and aim of historical
actors.”
195
It is unclear how this distinction reveals any differences between originalists’
and historians’ methodologies, as the only difference that Solum emphasizes is the
end goal of each methodology.
196
The confusion continues as Solum attempts to address accusations of “law office
history” that are often leveled against originalist attempts at historic analysis.
197
Solum claims that the originalist method of immersion “has a specific structure,”
which “flows from the target at which the method is aimed—recovery of the original
public meaning of the constitutional text.”
198
Again Solum distinguishes this method
from historians’ methods, which “can aim at any number of goals,” and again Solum
equates a description of methodology with a mere reiteration of the method’s aims.
199
Solum’s response to historians’ immersive methods reveals additional problems
with the approach: it is impossible to know when immersion has been achieved, and
it is likely that the investigator’s biases will color the direction that immersive in-
vestigation takes and the determination that immersion has been sufficiently con-
ducted. For example, Solum differentiates originalist immersion from historians’
immersion.
200
Historians, Solum suggests, will tend to recreate the “life worlds” of
particular groups like working-class women, slaves, or recent immigrants.
201
Solum
asserts that “[i]mmersion in the life world of recent German immigrants in the late
eighteenth century is obviously a poor way to recover the communicative compe-
tence of speakers of American English during that same period.”
202
This glosses over
the fact that these recent immigrants were nevertheless members of the American
public at the time, and that their linguistic idiosyncrasies were part of (and likely
contributed to) the original public meaning of words and phrases at the time of the
founding. Solum’s same critique could apply to other neglected groups who should
not be ignored, such as enslaved persons, as well as the linguistic tendencies of the
Native Nations—some of which had representatives present in Philadelphia during
195
Id. at 1652–53.
196
See id. at 1652.
197
For examples of such criticism, see Saul Cornell, Heller, New Originalism, and Law
Office History: Meet the New Boss, Same as the Old Boss, 56 UCLA L. R
EV. 1095, 1111–12
(2009) (noting examples of scholars and judges using nineteenth-century texts as a means to
understand texts from the Founding Era, and describing how such a method ignores profound
changes that occurred in the interim);J
ACK N. RAKOVE,ORIGINAL MEANINGS:POLITICS AND
IDEAS IN THE MAKING OF THE CONSTITUTION 1110–11 (1997).
198
Solum, Triangulating Public Meaning, supra note 13, at 1674.
199
Id.
200
Id.
201
Id.
202
Id.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1097
the Constitutional Convention, and all of which would be affected by the outcome
of the Constitution’s ratification.
203
Indeed, it may be the case that some of those
idiosyncrasies support an alternate reading of a particular constitutional term or
phrase—one that may not be uncovered by an immersive method focused only on
sources or language thought to be relevant by a modern interpreter.
Solum’s goal-oriented formulation of immersion exemplifies the danger that
originalist interpreters will narrow their immersive process to focus on one targeted
provision and incorporate their goal of parsing the legal meaning of that phrase into
their investigation. Doing so may result in a disregard of “context, contingency, and
subtext,” and a failure to approach the text with a complete historical understanding.
204
The assumption that immersion in particular persons’ or demographics’ circum-
stances and language is “obviously” a poor manner of recovering the communicative
competence of speakers of the time assumes that some generalized interpretation
exists and may be discovered. But such an assumption is not at all obvious, poten-
tially untrue, and risks excluding relevant understandings of constitutional terminology
from the conclusions of constitutional immersion.
205
III. THE MISGUIDED SOLUTION OF OUTSOURCING
ORIGINALIST ANALYSIS TO ACADEMIA
Of the few scholars who recognize originalism’s implementation problems, a
consistent suggestion they offer is that legal scholars do the bulk of the research,
with the assumption that judges and lawyers will be guided by this work.
206
The
thinking goes that once we finally get to a point where academic scholarship has
fleshed out the original meaning of constitutional terms and be in a world where
judges and justices can consistently apply originalist methods.
207
203
See Mary Sarah Bilder, Without Doors: Native Nations and the Convention, 89 FORDHAM
L. REV. 1707 (2021).
204
See Stephen Feldman, Constitutional Interpretation and History: New Originalism or
Eclecticism?, 28 BYU J. P
UB. L. 283, 299 (2014) (criticizing originalists’ failure to approach
history to gain a contextual understanding of historic texts and statements).
205
For an extensive discussion about why relying on an oversimplified “reasonable per-
son’s” reading of the Constitution at the time of the founding is a misguided approach, see
generally id.
206
See Solum, Triangulating Public Meaning, supra note 13, at 1675, 1681 (noting that
while law clerks, judges, and attorneys have time constraints and may discount evidence that
does not favor the chosen conclusion, legal scholars can undertake expensive research);
M
CGINNIS &RAPPAPORT, supra note 33, at 198 (“[I]n a world dominated by originalism,
academics would work to create the knowledge that would improve the performance of
originalist judges and reinforce their inclination to be consistently originalist.”).
207
MCGINNIS &RAPPAPORT, supra note 33, at 198; see also RANDY E. BARNETT,RE-
STORING THE LOST CONSTITUTION:THE PRESUMPTION OF LIBERTY 116–17 (rev. ed. 2014)
(arguing that original public meaning of various terms can be discerned and claiming that recent
1098 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
This is not a solution. Leaving the bulk of originalist analysis to academics fails
to address the difficulties of implementation discussed above. But entrusting originalist
interpretation to legal academics makes a bad situation worse and undermines several
key normative motivations for adopting originalism in the first place, including the
arguments that originalism is consistent with democratic ideals and that originalism
lends some measure of constraint and predictability to constitutional law.
One may initially object to originalists’ suggestion that scholarship will guide
courts and practitioners by arguing that it is unrealistic to assume that practicing
lawyers and judges will turn to academic legal scholarship. The Supreme Court’s
citation of academic legal articles has been on the decline for over fifty years.
208
This
decline is not limited to the Supreme Court—as citation rates have dropped gener-
ally across federal courts as well.
209
Critics argue that academic legal writing is
disconnected from the work of practicing attorneys and judges—often accusing law
review articles of being overly theoretical.
210
Academic discussions of originalism
scholarship (much of which was authored by Barnett himself) now sheds light on the original
meaning of various constitutional amendments).
208
See Louis J. Sirico Jr., The Citing of Law Reviews By the Supreme Court: 19711999,
75 I
ND. L.J. 1009, 1011–13 (2000) (noting a “steady decline” in the number of Supreme Court
citations to legal periodicals in comparing the periods of 1971–73, 1981–83 and 1996–98,
even when the decreasing number of Supreme Court merit opinions is taken into account);
Brent Newton, Law Review Scholarship in the Eyes of the Twenty-First Century Supreme
Court Justices: An Empirical Analysis, 4 D
REXEL L. REV. 399, 404, 406 (2012) (noting a decline
in frequency of Supreme Court citations to law review articles in comparing citation rates
in the 1970s and 1980s with the time period of 2001 to 2011, and finding that only 37.1%
of Supreme Court opinions cited to law review articles).
209
See Adam Liptak, When Rendering Decisions, Judges Are Finding Law Reviews Ir-
relevant, N.Y. T
IMES (Mar. 19, 2007), https://www.nytimes.com/2007/03/19/us/19bar.html
[https://perma.cc/CP3P-4VJM] (noting that federal courts’ citations to the Harvard Law
Review dropped by over fifty percent from the 1970s to the 1990s). But see Eugene Volokh,
Are Law Reviews Useful to Courts?, V
OLOKH CONSPIRACY (Sept. 1, 2020, 4:30 PM), https://
reason.com/volokh/2020/09/01/are-law-reviews-useful-to-courts/ [https://perma.cc/3TJL
-EBFS] (performing a “quick search” for case citations to sources containing “L. Rev.” or
“L.J.” for the year 2019 and finding 3,724 cases, and concluding that this suggests that judges
“do find law reviews useful at least sometimes”). For a more nuanced and in-depth discussion
of federal court of appeals’ citation rates, see David L. Schwartz & Lee Petherbridge, The
Use of Legal Scholarship by the Federal Courts of Appeals: An Empirical Study, 96 C
ORNELL
L.REV. 1345, 1363 (2011) (recognizing that there was an increase in the proportion of opinions
citing legal scholarship from the 1950s to the 1980s, followed by a decline and leveling-out
of this proportion into the 1990s and 2000s).
210
See Brent E. Newton, Preaching What They Don’t Practice: Why Law Faculties’
Preoccupation With Impractical Scholarship and Devaluation of Practical Competencies
Obstruct Reform in the Legal Academy, 62 S.C. L.R
EV. 105, 115–21 (2010); see also RICHARD
A. POSNER,DIVERGENT PATHS:THE ACADEMY AND THE JUDICIARY 42–45 (2016) (arguing
that “academic law [is] becoming esoteric” and that its unapproachability and impracticality
make of little use to judges).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1099
may well fall into this universe of overly theoretical work, especially if we are to
accept Lawrence Solum’s suggestion that a rigorous articulation of the theory of
originalism and justification for the theory require reference to at least ten separate
articles, not counting aspects of the theory that will be discussed in future work.
211
Despite all of this, the remainder of this section accepts originalists’ assumptions
that courts and practitioners will read and rely upon the writings of originalist legal
scholars. Even so, originalism is still impossible to implement and ends up under-
mining the goals of stability, predictability, and democracy. Indeed, reliance on the
output of legal academia, including its publication motivations and hierarchical under-
pinnings, injects further unpredictability and opacity into the interpretive process.
A. The Problems of Selecting Scholarship and Academic Advocacy
While originalists suggest that courts and attorneys may rely on academic
originalist research in implementing originalist methodology, they have little to say
about how practitioners should go about identifying and selecting scholarship to
use.
212
Originalism is the subject of a significant body of academic legal writing,
with multiple subtheories and variations.
213
Indeed, it has developed into a subdis-
cipline of constitutional law, with conferences,
214
symposia,
215
and institutes
216
devoted
to the theory. A Westlaw search of law reviews and law journals for “Originalism OR
originalist” results in 4,029 results.
217
Narrowing the search by hot-button constitutional
211
See Solum, Living Constitutionalism, supra note 8, at 1249–50 (describing various
elements of the foundation of originalism and the case for originalism as a constitutional theory,
and citing Solum’s published and unpublished scholarship elaborating on each element).
212
See id. at 1254.
213
See D.A. Jeremy Telman, Originalism: A Thing Worth Doing, 42 OHIO N.U. L. REV.
529, 549 (2016); see also Guha Krishnamurthi, False Positivism: The Failure of the Newest
Originalism, 46 BYU L. R
EV. 401, 403 (2021) (describing originalism as a “juggernaut” and
stating that it “pervades our constitutional discourse, and it has become a fort and font of
constitutional legitimacy”).
214
See 13th Annual Hugh & Hazel Darling Foundation Originalism Works-in-Progress
Conference, U
NIV.SAN DIEGO SCH. L., https://www.sandiego.edu/events/law/detail.php?
_focus=81108 [https://perma.cc/ST3P-FZTX] (last visited Apr. 26, 2022).
215
See 2021 Originalism Symposium, THE FEDERALIST SOCY AT THE UNIV. OF VA.SCH.
OF L., https://fedsocatuvalaw.org/2021-originalism-symposium/ [https://perma.cc/3PQW
-9B73] (last visited Apr. 26, 2022).
216
Columbus School of Law Receives $4.25 Million Gift, CATH.UNIV.AM. (Apr. 26, 2021),
https://communications.catholic.edu/news/2021/04/law-originalism-gift.html [https://perma
.cc/UX2T-QKX6] (describing a $4.25 million donation to the Catholic University of America
Columbus School of law “to establish The Project for Constitutional Originalism and the
Catholic Intellectual Tradition”).
217
Based on a Westlaw Classic search of secondary sources, narrowed to law reviews and
journals, for “originalism OR originalist,” completed on May 3, 2021.
1100 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
topics is of little help, as adding “AND ‘second amendment’” results in 551 results,
and adding “AND abortion” results in 539 results.
218
This shouldn’t be a surprise. There are hundreds of law journals in the United
States.
219
Many thousands of pages of academic legal scholarship are published
every year.
220
Originalism, with its evolving theories and political relevance, is an
appealing topic to editors of law reviews and law journals. As a result, a glut of
originalist scholarship on nearly all constitutional provisions and amendments that
are likely to be the subject of litigation exists—much of which involves competing
conclusions by various scholars.
221
The sheer number of law journals, combined with their editorial practices,
increases the probability that insufficiently rigorous work will be published. Many
law journals are edited by law students, who lack the training—both legal and
historical—to ensure that detailed historical analysis accompanying originalist schol-
arship are adequately supported.
222
Highly ranked journals may find themselves
overwhelmed with submissions, meaning that they can be selective in who and what
they choose to publish. But journals with lower rankings, as well as specialty journals,
may find themselves strapped for submissions. Those articles they accept may soon
be lost, as authors use acceptances by lower-ranked journals to expedite their review
and acceptance by higher-ranked journals.
223
This may force editors to accept less
rigorous scholarship simply to ensure that they can fill a year’s volume.
On top of this, most editors of law journals are law students. Their lack of exper-
tise in the field of originalism, inability to confirm whether claims about history are
properly sourced or supported, and—like judges—their need to divide time and effort
among all of the articles being published in the overall volume make it more likely
that dubious claims will slip past their editorial scrutiny.
224
Editors may also be influ-
enced by factors beyond the quality of legal scholarship—including a motivation to
218
Both additional searches run as of May 3, 2021 and also narrowed to law reviews and
journals.
219
Newton, supra note 210, at 114.
220
Id.
221
See Telman, supra note 213, at 546–47 n.112–27 (surveying originalist literature on
numerous constitutional provisions and amendments).
222
See Martin S. Flaherty, Historians and the New Originalism: Contextualism, Historicism,
and Constitutional Meaning, 84 F
ORDHAM L. REV. 905, 912–13 (2015) (arguing that sub-
missions to student-edited rather than peer-reviewed journals results in there being “very
little to filter shoddy historical work”).
223
See Top Law Review Submission Tips for Authors: 2021 Edition, SCHOLASTICA (Jan. 27,
2021), https://blog.scholasticahq.com/post/law-review-article-submission-tips-for-authors/#
:~:text=Know%20when%20to%20expedite%20and%20how&text=First%2C%20for%20
a%20quick%20overview,to%20that%20offer%20is%20due [https://perma.cc/8RNU-2J6K]
(noting that expedite requests can help authors “push your article higher up the submissions
pile at some law reviews”).
224
See Blackman, supra note 158, at 58–59 (describing law students’ minimal exposure
to originalism).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1101
publish articles with dramatic conclusions or findings contrary to established con-
clusions with the expectation that this may prompt discussion and draw attention to
the journal, or at least increase citations as a result of criticism of the article. Once
a poorly researched, unsupported originalist article makes its way into publication,
there is little to stop judges or attorneys from relying on it, as the identification of
contrary scholarship and the recognition of the better claim is likely too much to
expect from practitioners lacking independent historical expertise.
Additionally, it is overly optimistic to assume that law professors will be free
of the advocacy that is to be expected of attorneys. To be sure, scholars, unlike parties’
attorneys, are not ethically obligated to zealously represent a particular side’s po-
sition.
225
But law professors have political views as well, and these views may skew
the results of their research in a particular direction.
226
And while law professors
with historical training, or those who work with historians, may be better situated
to undertake serious historic analysis, they may also be subject to similar biases and
goal-oriented investigations.
227
These biases may be difficult to spot when the
resulting research is presented as complex historic analyses.
The risk of bias influencing the results of academic research increases when legal
academics are faced with the unfamiliar task of performing historic research or
immersion into a certain time period. The biases, habits, and experiences of law pro-
fessors may end up causing professors to select sources that support their conclusions
even if those professors honestly believe that they are being objective. Academics’
biases are particularly likely to influence the legal system when legal scholars file
or sign amicus briefs before a court—which present the court with collections of goal-
oriented academic citations tied together by arguments in favor of a particular result.
Originalists themselves have all but admitted that selective use of scholarship
may help pursue particular policy goals. One of us has already noted one example
of this in the work by sitting Justice Alito while working in the Office of Legal
Counsel during the Reagan Administration.
228
In one of the memos that Alito
225
See MODEL RULES OF PRO.CONDUCT r. 1.3 cmt. (AM.BAR ASSN 1983) (requiring a
lawyer to “act with commitment and dedication to the interests of the client and with zeal in
advocacy on the client’s behalf”).
226
See Adam S. Chilton & Eric A. Posner, An Empirical Study of Political Bias in Legal
Scholarship, 44 J. L
EGAL STUD. 277, 279, 288–91 (2015) (finding that the ideology of tenured
professors, as measured by contributions to candidates to political office, is correlated at a
statistically significant level with “the ideological valence” of those professors’ research).
227
This is, after all, what originalists claim. See Randy E. Barnett, Challenging the Priest-
hood of Professional Historians, V
OLOKH CONSPIRACY (Mar. 28, 2017), https://www.wash
ingtonpost.com/news/volokh-conspiracy/wp/2017/03/28/challenging-the-priesthood-of-pro
fessional-historians/ [https://perma.cc/2TQG-YWWY] (responding to a history professor’s
critiques of originalist methods by arguing, in part, that historians often approach their work
with a “presentist ideological agenda”); see also W
URMAN, supra note 38, at 100–02.
228
See ALEXANDER S. HILAND,PRESIDENTIAL POWER,RHETORIC, AND THE TERROR
WARS:THE SOVEREIGN PRESIDENCY 44 (2019).
1102 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
authored supporting the use of signing statements as a tool for expanding the power
of the president (and limiting the importance of legislative history for how courts
approach legal questions) he explicitly argued for a combination of selective liti-
gation, publication in law reviews, and opinion writing by the White House Office
of Legal Counsel to legitimize the use of Presidential Signing Statements.
229
Though
anecdotal, this example illustrates the extent to which treating originalism as an
academic endeavor isolated or insulated from political interests and career motiva-
tions understates the extent to which originalism is an ends-oriented practice that
judges begin long before they take the bench that could linger in their thinking.
The glut of legal scholarship, lack of meaningful barriers to publication, and risk
of author bias means that judges and attorneys will be able to pick and choose
scholarship that supports a particular conclusion in a case. The same problems with
the methods of studying the constitutional record and corpus linguistics therefore
arise once again, only with attorneys and judges selecting particular articles rather
than historic sources to fit a particular conclusion.
230
A few law professors may end up performing the diligent, immersive, unbiased
historical research that good faith originalist scholars hope will guide attorneys and
the courts. But this scholarship will likely be lost in the noise of other published
articles and overwhelmed as attorneys pick and choose sources that support their
goals. To the extent that the conclusions of those good faith efforts run counter to
the political and cultural interests that animate the interest in originalism, they may
be excluded in favor of more amenable scholarship. It is therefore unrealistic to
expect that reliance on academic research will result in quality originalist analysis
by courts and attorneys.
B. The Anti-Democratic Implications of Relying on Academic Originalist
Research
One of the normative considerations underlying originalism is that originalist
methodology is more democratic than alternative approaches. Originalists argue that
living constitutionalists are unconstrained by any interpretive theory and are more
likely to decide constitutional questions based on their political preferences.
231
229
Memo from Samuel A. Alito, Jr. to Litigation Strategy Working Group, U.S. Department
of Justice, Office of Legal Counsel (Feb. 5, 1986), https://www.archives.gov/files/news
/samuel-alito/accession-060-89-269/Acc060-89-269-box6-SG-LSWG-AlitotoLSWG-Feb
1986.pdf [https://perma.cc/JA2K-FDSL].
230
See Toler, supra note 156, at 20, 38 (noting that the Supreme Court, when citing to
sources in discussing history, tends to cite secondary sources far more often than primary
sources and that only a small fraction of those secondary sources were historical secondary
sources rather than legal secondary sources).
231
See Scalia, supra note 3, at 854; Justice Gorsuch Nomination Hearing, supra note 2,
at 4 (“I am not a conservative or libertarian but I do believe in originalism. Why is that? It
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1103
Originalists claim that originalism is more consistent with democratic value because
it constrains judges to implementing the original meaning of a Constitution or
Amendment adopted by a supermajority.
232
Leaving it to legal academics to do the heavy lifting of originalist analysis under-
mines the democratic values that originalism supposedly promotes. Originalists urge
that judges rely upon academic analysis of constitutional provisions and amend-
ments to discern the original public meaning of these provisions.
233
But this just
makes it more likely that judges will make decisions based on what law professors
say the original public meaning is, which results in the substitution of judges’ po-
litical inclinations with those of the academics the judges cite.
Originalists may argue that this claim is overblown and that judges can take
efforts to select high-quality, extensively researched, rigorous scholarship. But this
simply undermines democracy in a different way, as original public meaning will
not be determined by what legal academics in general claim, but only by what is
advanced by high-profile legal scholars who manage to publish in the most presti-
gious law journals.
1. Substituting the Preferences of Courts with Those of Professors
By relying on legal academic research to determine the original meaning of
constitutional provisions, judges will most likely end up substituting their own
biases for those of the scholars upon whom they choose to rely. There is no guaran-
tee that legal academics will engage in objective historic analysis in determining the
original public meaning of provisions. Indeed, in many cases, legal scholars’ po-
litical views will likely guide their analysis, the sources they choose, and lead them
to preferred conclusions.
234
is because I am convinced that giving judges the power to override the Constitution and
impose their own vision of constitutional law is dangerous for everyone.”).
232
Scalia, supra note 3, at 862, 864 (arguing that “originalism seems to me more compatible
with the nature and purpose of a Constitution in a democratic system,” and noting that
elections rather than constitutional guarantees ensure that current values are reflected in the
governance of a democratic society); K
EITH WHITTINGTON,CONSTITUTIONAL INTERPRETATION:
T
EXTUAL MEANING,ORIGINAL INTENT, AND JUDICIAL REVIEW 154–55 (1999) (arguing that
popular sovereignty “dictates the adoption of an originalist method of interpretation” as
originalism enforces “the terms of the known sovereign will” and thereby “protects a space
for a renewed exercise of popular constitutional deliberation”); see also R
OBERT BORK,THE
TEMPTING OF AMERICA 178 (1990) (“[T]o oppose original understanding and judicial nomi-
nees who insist upon it [is] profoundly antidemocratic.”). Whether the supermajorities that
adopted the original Constitution or earlier amendments are truly representative is a question
that originalists must address, but it is beyond the scope of this Article.
233
See Lawrence B. Solum, Originalist Theory and Precedent: A Public Meaning Approach,
33 C
ONST.COMMENT. 451 (2018) [hereinafter Solum, Originalist Theory and Precedent].
234
See Chilton & Posner, supra note 226, at 288–91.
1104 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
Law professors are, for the most part, not historians, and will choose what
sources they prefer, or at minimum have pre-existing familiarity with, to discern
original meaning. This step of source selection introduces an opportunity for biases
or preferred outcomes to influence the research process—either on a conscious or
unconscious level. Resorting to, or checking analysis, with corpus linguistics method-
ology does not guarantee that such goal-oriented analysis will be avoided, as ad-
vocates of corpus linguistics themselves may prefer certain sources or types of
documents over others—even if the ostensible goal of originalism is to uncover a
public meaning of a term or phrase.
235
Publication incentives may also undermine academic objectivity. To make their
findings appear more relevant to the busy student editors who are flooded with
article submissions, authors may be tempted to skew their research in support of a
particular conclusion or exaggerate their findings. Doing so may draw the attention
of law journal editors at the initial stage of review where the publication determina-
tion is made. It may also cause editors to think that the paper is more likely to be
cited by courts or in other work due to its purported relevant and groundbreaking
findings—which in turn will increase the prestige and ranking of the journal.
236
All
of this makes it more likely that scholarship will be published that does not accu-
rately reflect the original public meaning of the Constitution—which, in turn,
undermines the democratic value of applying originalist methods.
2. The Elitism of Attempted Quality Control
Realizing the dangers of academic advocacy and poor-quality research, judges
and attorneys may endeavor to seek out the highest quality originalist scholarship
they can find.
237
Given their time constraints and lack of independent historical
expertise, judges and attorneys will likely rely on simple metrics to determine what
scholarship is most reliable rather than a review and survey of the literature. An
article’s author and place of publication are two of the most readily available pieces
of information that busy judges and attorneys can identify in narrowing down what
scholarship they should review. By limiting their review of scholarship to only those
235
See Strang, supra note 79, at 1218–19 (arguing against claims that subcommunities
may not be represented in corpora by emphasizing that there should be a focus on how
communities interpreted the Constitution’s text rather than on terms or phrases as used within
such subcommunities).
236
See Ranking Methodology, WASH.&LEE SCH. L., https://managementtools4.wlu.edu
/LawJournals/Default3.aspx [https://perma.cc/8TMD-U5WR] (last visited Apr. 26, 2022)
(noting that Washington & Lee’s law journal ranking system relies upon searches of cases
and articles to determine how many citations there are to particular journals).
237
This, of course, assumes that judges and attorneys will not simply seek out whatever
scholarship that happens to support their own inclinations—an exceedingly generous and
unrealistic assumption.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1105
articles published by the most well-renowned scholars in the most highly ranked law
journals, courts and attorneys can ensure that the originalist analysis they rely upon
is most likely to reveal the original public meaning of whatever provisions are at issue.
This attempt at quality control, however, has profoundly undemocratic impacts
when implemented. If courts and attorneys limit themselves to only the most elite
authors and scholarship, their interpretation of the Constitution becomes based on
whatever the most elite law professors say it is and on what the most elite law
reviews decide to publish.
By relying only on what is written and published by those in the most elite
academic circles, courts and attorneys risk a small, elite set of inputs which risks the
biases and preferences of these elite sources coloring the outcomes and analysis of
constitutional provisions.
238
A similar outcome occurs if courts limit citations to
peer-reviewed scholarship, as much of this content is behind paywalls that require
expensive subscriptions that are often only paid by academic institutions and
libraries. Citing to these sources (assuming that courts can even get access to them
in the first place) further removes judicial reasoning from the democratic process by
making it prohibitively expensive for members of the general public to delve into
the sources and citations bolstering courts’ conclusions.
Law professors and the editors of law journals are not elected representatives,
and there is little holding them accountable for the scholarship that they write.
Indeed, originalist scholarship on politically charged amendments or constitutional
provisions tends to give rise to separate, self-supporting camps of academics in
support of opposing interpretations of constitutional provisions. While each camp
of academics criticizes those in the other camp, academics within each camp cite
and elaborate on the conclusions of their like-minded colleagues, giving the appear-
ance of well-supported scholarship in favor of diametrically opposed interpretations
of original meaning.
239
If legal academics can produce research that they know will
238
See Lawrence Baum & Neal Devins, Why the Supreme Court Cares About Elites, Not
the American People, 98 G
EO. L.J. 1515, 1566–67 (noting Supreme Court law clerks’ incli-
nation to give close attention to amicus briefs filed by academics—particularly prominent
academics—and arguing that Justices may be influenced by the contents of such briefs); see
also Eric Segall, Supremely Elite: The Lack of Diversity on our Nation’s Highest Court,
A.B.A. (Dec. 31, 2015), https://www.americanbar.org/groups/crsj/publications/human_rights
_magazine_home/2015--vol--41-/vol-41-no-1-lurking-in-the-shadows-the-supreme-court/su
premely-elite--the-lack-of-diversity-on-our-nations-highest-co/ [https://perma.cc/6FQM-XYRU]
(arguing that the Supreme Court is a “cloistered, secretive, elite, and intellectually and so-
cially removed institution” and that this results in a failure to perceive the impact of the Court’s
decisions on the public at large and fosters siding with “big-moneyed interests or govern-
mental defendants against everyday folks”).
239
Debates over the original public meaning of the Second Amendment—particularly
whether the Second Amendment protects an individual right to keep and bear arms—are a
ready example of this. See Telman, supra note 213, at 548 (noting that the majority and
dissenting opinions in District of Columbia v. Heller relied on identical interpretive methods,
1106 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
likely be published somewhere, and will find a certain level of support and citations
within a group of like-minded academics, there is little to check low-quality, results-
oriented originalist scholarship. Reliance on academic originalist research therefore
puts constitutional interpretation through an undemocratic, unchecked, and often
biased black box, and in doing so abandons the democratic reasons for accepting
originalism as an interpretive theory in the first place.
C. Relying on Legal Academic Research Risks Instability and Uncertainty in
Judicial Decisions
As noted above, originalists often juxtapose their theory with the alternative of
“living constitutionalism” to claim that originalism prevents judges from imposing
their own moral and political views in making their decisions.
240
One of the claimed
benefits is that this approach constrains judges to render decisions based on the
original public meaning of constitutional provisions is that this approach makes
things more consistent and predictable.
241
If judges are deciding cases on the basis
but arrived at the opposite conclusions regarding the meaning of the Second Amendment).
For scholarship supporting the individual right, see generally, e.g., Nelson Lund, The Second
Amendment, Heller, and Originalist Jurisprudence, 56 UCLA L. R
EV. 1343 (2009) (arguing
that the original meaning of the Second Amendment supports an individual right to keep and
bear arms for self-defense, but criticizing Justice Scalia’s methodology used to reach this
conclusion in Heller); Randy E. Barnett, Was the Right to Keep and Bear Arms Conditioned
on Service in an Organized Militia?, 83 T
EX.L.REV. 237 (2004). For scholarship in the
opposing camp, see, e.g., Saul Cornell, Originalism on Trial: The Use and Abuse of History
in District of Columbia v. Heller, 69 O
HIO ST.L.J. 625, 626 (2008) (criticizing Randy Barnett’s
praise for Justice Scalia’s opinion in District of Columbia v. Heller, arguing that the historical
methodology in the opinion was lacking, and criticizing Barnett for failing to realize that
“most historians are militantly anti-originalist”); William G. Merkel, The District of Columbia
v. Heller and Antonin Scalia’s Perverse Sense of Originalism, 13 L
EWIS &CLARK L. REV.
349, 350–52 (arguing that the longstanding view that the Second Amendment did not protect
the right to keep or bear arms in a capacity unconnected with service in a militia was chal-
lenged by “a phalanx of gun rights advocates, single-topic academics, and contrarian and
clever constitutional theorists” and criticizing Justice Scalia’s majority opinion in Heller as
“objectively untenable” from “the standpoint of an academically trained historian”); Paul
Finkelman, It Really Was About a Well Regulated Militia, 59 S
YRACUSE L.REV. 267, 280–82
(2008); Jack N. Rackove, The Second Amendment: The Highest State of Originalism, 76 C
HI.
K
ENT L. REV. 103, 161–65 (2000). Academics are also divided over originalism and is im-
plications for the nondelegation doctrine. Sachs, supra note 158, at 801, n.160.
240
See Lund, supra note 239, at 1345.
241
See Richard Kay, Adherence to the Original Intentions in Constitutional Adjudication:
Three Objections and Responses, 82 N
W.U.L.REV. 226, 286–87 (1988) (arguing that original
intentions originalism is “about as stable and objective as human beings can contrive”);
Randy E. Barnett, An Originalism for Nonoriginalists, 45 L
OY.L.REV. 611, 641 (1999) (noting
that the fact that the constitution is in writing assures that those “provisions will be respected
over time—an assurance that an unwritten constitution or a written constitution that can be
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1107
of fixed original public meanings rather than policy preference, this should lead to
a stable, consistent, and predictable set of outcomes.
1. Originalism and Precedent: An Ongoing Debate
A common critique of originalism is that originalism undermines predictability
and stability in the legal system by requiring the reversal of precedent that originalists
deem inconsistent with the original public meaning of the Constitution.
242
Such an
approach is contrary to the principle of stare decisis—that past precedent should be
followed in similar cases in the future. Requiring the reversal of precedent creates
the risk of upheaval and instability—particularly if the precedent at issue has been
in place for a long time, if the non-originalist interpretations in prior opinions have
given rise to a substantial body of case law and practices, or if the government or
public has grown to rely on the precedent and its implications.
Originalists have various responses to this critique. Some falter in the face of
precedent, characterizing stare decisis as an exception to originalist practice.
243
Others try to find workarounds, with some arguing that originalists should follow
non-originalist precedents where such precedent has longstanding support by the
legislative branch,
244
where such precedents would be enacted through constitutional
amendment were they overturned,
245
or where overturning non-originalist precedent
would result in “enormous costs.”
246
Others try to minimize the problem, arguing
that leaving non-originalist precedents in place is not the same as accepting the
decisional theories of those decisions, that precedent applying non-originalist methods
may be acceptable if it reaches the same results, or that originalists may use the
“avoidance canon” to avoid overturning incorrect precedent.
247
Others work to
portray precedents that may be characterized as non-originalist as consistent with
freely modified by legislative practice or judicial opinion cannot provide”); see also Mitchell
N. Berman, Originalism Is Bunk, 84 N.Y.U. L. R
EV. 1, 38 (2009) (noting that stability and
predictability are two of several values that originalists cite in support of originalism).
242
See Berman, Originalism Is Bunk, supra note 241, at 78.
243
ANTONIN SCALIA,AMATTER OF INTERPRETATION:FEDERAL COURTS AND THE LAW
138–40 (Amy Gutmann ed., 1997).
244
See Kurt T. Lash, Originalism, Popular Sovereignty, and Reverse Stare Decisis, 93
V
A.L.REV. 1437, 1475 (2007).
245
See John O. McGinnis & Michael B. Rappaport, Reconciling Originalism and Precedent,
103 N
W.U.L.REV. 803, 837–38 (2009) (using Brown v. Board of Education as an example).
246
See id. at 836–37 (using Supreme Court cases upholding Social Security and the gov-
ernment’s ability to tender paper money as examples of cases, which if overturned, would
result in chaos).
247
See Amy Coney Barrett, Originalism and Stare Decisis, 92 NOTRE DAME L. REV. 1921,
1939–41 (2017). But see Amy Coney Barrett, Precedent and Jurisprudential Disagreement,
91 T
EX.L.REV. 1711, 1728 (2013) (“I tend to agree with those who say that a justice’s duty
is to the Constitution and that it is thus more legitimate for her to enforce her best understanding
of the Constitution rather than a precedent she thinks clearly in conflict with it.”).
1108 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
original public meaning.
248
Others bite the bullet, arguing that non-originalist
precedent should be overturned in almost all cases.
249
A complete discussion of originalism’s implications for non-originalist prece-
dent, the instability and unpredictability that originalism raises, and originalists’
varied defenses against this issue is beyond the scope of this Article. We will,
however, raise a few points questioning these attempts at defense.
First, the originalist arguments regarding upholding well-established precedents,
or precedents upon which society, or a substantial subset of society has come to rely,
introduce opportunities for judges to make decisions on normative or political con-
siderations independent of original public meaning. Originalists argue that their
theory is not motivated by political goals—indeed, originalism, if properly applied,
can result in both conservative or liberal outcomes.
250
But determinations as to
whether a precedent has been around for a sufficient period of time or whether
people have come to rely on the precedent present opportunities for political reason-
ing to influence the decision of whether to overturn a non-originalist precedent or
whether to selectively apply originalism.
251
Should originalism require the overturning
of a precedent that a judge favors, the judge may determine that it is not appropriate
to overturn that precedent, citing reliance on the precedent or emphasizing other
similar opinions to support the claim that the precedent is well-established. As a result,
judges may selectively apply originalism to reach their preferred policy outcomes.
Second, several of the defenses appear to be attempts by originalists to avoid or
minimize the problem by suggesting how originalists may avoid conflicts between
originalist methodology and non-originalist precedent.
252
Now-Justice Amy Coney
Barrett’s responses in particular exemplify this tactic, as she suggests that original-
ism’s conflict with non-originalist precedent is not a significant concern because
these conflicts can be sidestepped through the canon of non-avoidance and the
notion that not addressing a non-originalist precedent does not concede the reasoning
248
See generally Michael W. McConnell, Originalism and the Desegregation Decisions,
81 V
A.L.REV. 947 (1995) (arguing that Brown v. Board of Education is consistent with the
original public meaning of the Fourteenth Amendment).
249
See Randy E. Barnett, Trumping Precedent with Original Meaning: Not as Radical as
It Sounds, 22 C
ONST.COMMENT. 257, 258–59, 266 (2005) (arguing that originalism provides
a normative argument to reject precedent where precedent conflicts with original meaning, al-
though suggesting that “properly tailored” claims that citizens have relied on non-originalist
precedent may warrant upholding those precedents—listing Social Security as one such ex-
ample); Gary Lawson, Mostly Unconstitutional: The Case Against Precedent Revisited, 5 A
VE
MARIA L. REV. 1, 20–21 (2007) (arguing that courts are very rarely obligated to overturn
non-originalist precedent, and that non-originalist precedents should only be left in place if
judges in the prior case “honestly applied sound methodologies”).
250
See Solum, Originalist Theory and Precedent, supra note 233, at 250–59.
251
Originalists recognize this concern. See Barnett, supra note 249, at 266 (acknowledging
that reliance interests may warrant refusal to overturn a non-originalist precedent, but noting that
arguments about reliance interests are often spearheaded by interest groups and are overblown).
252
See Barrett, Originalism and Stare Decisis, supra note 247, at 266.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1109
of that precedent.
253
One response to this defense is that these tactics are invalid
attempts to avoid the hypothetical, and that they fail to address the cases where
originalists must truly reckon with non-originalist precedent. Another response—
one that is more relevant to the implementation problems this Article raises—is that
these attempts to minimize the apparent conflict between originalism and non-
originalist precedent admit the problem with a thorough originalist approach by
conceding that originalism should not be applied in cases where it might undo non-
originalist precedent. If that is the case, then originalism will only make a difference
in cases of first impression, as a strong commitment to avoiding overturning prece-
dent will leave non-originalist precedent standing and may not even warrant the
application of originalist methodology if a prior opinion’s non-originalist methodol-
ogy reaches an acceptable result.
2. Exacerbating Uncertainty Through Reliance on the Academic Literature
Whatever the outcome of the debate over precedent may yield, originalists’
grappling with precedent and stare decisis in implementing their theories demon-
strates that the need for stability and predictability in a theory is an important
consideration. Unfortunately for originalists, their proposal that courts and attorneys
rely on academic originalist research makes it even more likely that prior precedents
will be undermined. Indeed, precedents that are ostensibly originalist may need to
be abandoned if later developments in academic research reveal that the scholarship
on which the prior court relied was mistaken or incomplete.
The realities of legal scholarship make this a probable outcome. Legal academ-
ics may uncover historic sources that have not yet been applied in the literature, and
this may change the landscape of how certain constitutional provisions or amend-
ments are interpreted. This may become more likely as interdisciplinary specializa-
tion in legal academia becomes more widespread and more scholarly writers begin
to have master’s or doctoral degrees in history or related disciplines.
254
Moreover, should corpus linguistics analysis continue to be a significant part of
originalist methodology, it has the potential to amplify the unpredictability of academic
originalist scholarship. Corpus linguistics analysis in originalist academia and
debates is a fast-evolving component of the field. As more scholars begin to rely on this
methodology, the landscape of originalist scholarship will likely change—injecting
253
See id. at 1939–41.
254
See Lynn M. LoPucki, Dawn of the Discipline-Based Law Faculty, 65J. LEGAL EDUC.
506, 507, 540 (2016) (noting a sharp increase in the hiring of law professors with doctoral
degrees and predicting that more than half of the faculty members of law schools will have
PhDs by 2028); cf. Stephen G. Breyer, The Uneasy Case for Copyright: A Look Back Across
Four Decades, 79 G
EO.WASH.L.REV. 1635, 1635 (2011) (in which Justice Breyer reminisces
that the reason he had authored a particular law review was because he wanted tenure and
that “[t]hose were the days when you just had to write one article” to get tenure at Harvard
Law School).
1110 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
further instability into the opinions that ultimately rely on this scholarship in reaching
their originalist conclusions.
Scholarship on the Second Amendment is an example of such disruption.
Corpus linguistics may undermine the Court’s opinion in District of Columbia v.
Heller,
255
a precedent that some originalists hail as one of the most prominent
examples of originalism in practice.
256
While Justice Scalia, in his majority opinion,
cited a number of historic sources, he did not engage in corpus linguistics analysis
in reaching his conclusion that the Second Amendment protects an individual right
to keep and bear arms.
257
Subsequent corpus linguistics research suggests that, as a
result, Justice Scalia’s conclusion that the Second Amendment protected an individ-
ual right to keep and bear arms—rather than a collective right—was mistaken.
258
Academics have signed onto amicus briefs that channel corpus linguistics research
into legal arguments before the Supreme Court in cases regarding the scope of the
right to carry firearms, urging the Court to reevaluate Heller’s findings in light of
this new evidence.
259
All of this demonstrates how further originalist research using
corpus linguistics analysis may destabilize prior precedents—even those precedents
which are generally recognized as examples of originalist reasoning.
Corpus linguistics analysis further exacerbates uncertainty as a result of techno-
logical advances and as the databases (or “corpora”) from which searches draw
continue to expand. The corpora that include founding-era sources (as well as
reconstruction-era sources) are still under development and will likely continue to
develop as further collections of documents are added. With each additional docu-
ment, each corpus becomes more representative, yet this creates a chance that the
results of identical searches of a single corpus may produce different results at dif-
ferent periods of time. Expansion of corpora is necessary—at least for any originalist
255
554 U.S. 570 (2008).
256
See Randy E. Barnett, The Gravitational Force of Originalism, 82 FORDHAM L. REV.
411, 412–13 (2013); see also Randy E. Barnett, Scalia Restored Right to Bear Arms: Randy
Barnett, USA T
ODAY (Feb. 17, 2016, 7:00 AM), https://www.usatoday.com/story/opinion
/2016/02/17/randy-barnett-antonin-scalia-new-originalism-heller-second-amendment-column
/80450446/ [https://perma.cc/E5LW-PCJK] (describing Justice Scalia’s opinion as “sweeping
and masterful”).
257
See generally Heller, 554 U.S. 570.
258
See Kyra Babcock Woods, Note, Corpus Linguistics and Gun Control: Why Heller Is
Wrong, 2019 BYU L. R
EV. 1401, 1414–23 (2020) (analyzing corpus linguistics data regarding
the phrases, “bear arms,” “keep arms,” and “the right of the people” and concluding that the
results supported Justice Stevens’s dissent that these terms were typically used in a militia-only
context, rather than in the context of describing an individual right).
259
See, e.g., Brief for Corpus Linguistics Professors and Experts as Amici Curiae Supporting
Respondents at 17–27, N.Y. State Rifle & Pistol Assoc., Inc. v. City of New York, 140 S. Ct.
1525 (2020) (No. 18-280), 2019 WL 3824697 (relying on corpus linguistics analysis not
available during prior Supreme Court rulings on the scope of the Second Amendment and
arguing that the Second Amendment does not protect an individual right to carry firearms).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1111
who wants corpus linguistics analysis to result in findings that are truly reflective
of the founding-era public—as the founding-era database, COFEA, currently lacks
documents and language of nonelite people.
260
Additionally, if scholars begin to
apply algorithms to their searches in trying to bolster their preferred conclusions or
make the process of researching more efficient, this could further destabilize schol-
arship by producing a whole new set of results upon which courts may rely.
If courts were to follow through with the suggestion that they be guided by
academic originalist literature, constitutional law in America would find itself not
just governed by whatever academic theories are in vogue, but potentially changing
with each generational update of the major corpus linguistics databases. Predictabil-
ity and stability would vanish, replaced by an originalist doctrine that evolves as
databases of founding-era speech become more thorough. Such a reality would place
legal academics at the helm in guiding the constitutional law that affects hundreds
of millions of people. This may be appealing to scholars, but those millions affected
may not be as enthusiastic about such an outcome.
D. Potential Responses
While most academic originalists tend to avoid discussion of how originalist
theory may be implemented, Stephen Sachs addresses the issue in some detail in his
article, Originalism: Standard and Procedure.
261
Rather than treating originalism as
a procedure for courts and attorneys to follow, Sachs argues that originalism should
be treated as a standard by which decisions and actions should be measured.
262
Indeed,
Sachs argues that demanding that originalism provide guidance for courts and at-
torneys is a “category error,” and an obstacle that originalists need not address at all.
263
For a response that is a little less theoretical, in confronting objections that
originalism may undermine stare decisis and upend precedent, Lawrence Solum
proposes a deferential approach to prior decisions that attempt to apply originalist
methods in good faith.
264
While Solum’s response is limited to the issue of precedent
rather than the varied implementation problems we address in this Article, the point
may be adapted to apply to our critique.
265
Accordingly, we address this potential
counter-argument, along with Sachs’ argument, below.
260
See Drakeman, supra note 80, at 86–87 (noting that COFEA is skewed toward elite
speech patterns in light of the documents it contains, and emphasizing that it may not even
completely represent elite speech patterns); see also Matthew Jennejohn et al., Hidden Bias
in Empirical Textualism, 109 G
EO. L. J. 767 (2021). For a thorough account of originalism’s
need to take into account more diverse viewpoints, see generally Christina Mulligan, Diverse
Originalism, 21 J. C
ONST. L. 379 (2018).
261
See generally Sachs, supra note 158.
262
See generally id.
263
Id. at 787.
264
See Solum, Originalist Theory and Precedent, supra note 233, at 466.
265
See id. at 466.
1112 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
1. Treating Originalism As a Standard, Rather Than a Procedure
Sachs starts off his article by acknowledging up front that critics of originalism
argue that judges and attorneys are bad at performing history and that originalism
is therefore not effective at offering answers to these actors.
266
To address this, Sachs
draws from the discipline of philosophy and argues that originalism should be treated
as a standard for correct decisions rather than as a procedure for reaching those
correct decisions.
267
For example, the ethical theory that one should act in a manner
that maximizes positive outcomes may be difficult to implement—as consequences
of actions may be unpredictable and complex, particularly in the long term.
268
But
the lack of a clear procedure for acting does not mean that one should not strive to
maximize positive consequences, or that this standard may still be used to determine
whether a particular action was ethical or unethical.
269
Sachs argues that originalism,
which he appears to define as the notion that “our law is the Founders’ law, as law-
fully changed,” should be treated as a standard, rather than a procedure.
270
Even if
the method of determining the historic meaning of the Constitution is hard to do,
“the standard is the standard.”
271
Sachs acknowledges that this distinction “might not persuade those who find
originalism too theoretical already,” but contends that scholars must go where the
arguments lead them and that the truth may not end up being simple.
272
His instincts
are correct. While this argument may preserve originalism on some theoretical level,
it is more of a dodge than a response to the problems of implementing originalism—
primarily because it does not confront the objection that the standard of originalism
itself necessarily leads to implementation problems. In cases where the text does not
give a readily determinable answer—the cases where the choice of methodology is
of highest importance—figuring out the original public meaning, or figuring out the
“Founders’ law,” involves difficulties that render the theory useless in practice.
Even evaluating decisions after the fact is a muddle because the historic investiga-
tion necessary to state whether the originalist standard is met is too complicated for
commentators and academics to undertake.
273
While Sachs’ approach is likely too nuanced to gain a substantial following in the
political or judicial sphere—at least in the near future, his own article demonstrates
how treating originalism as a standard would likely give rise to poor implementation
266
Sachs, supra note 158, at 779–80.
267
Id. at 779, 787.
268
Id. at 778, 788.
269
Id.
270
Id. at 790.
271
Id.
272
Id. at 787.
273
Competing evaluations over whether the Supreme Court’s opinion in District of Columbia
v. Heller was correct are but one example of this. Compare Barnett, supra note 256, at
412–13, with Cornell, supra note 239, at 626, and Woods, supra note 258, at 1414–23.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1113
practices.
274
For example, Sachs confronts a recent study by Lorianne Updike Toler
in which she concludes that Supreme Court Justices tend to employ poor historical
methodology when deriving the original meaning of the Constitution.
275
Sachs takes
issue with criticizing Justices for failing to cite enough historic sources—arguing
that citation practices do not indicate that the Justices failed to consider those sources
in rendering their opinions, and that judicial opinions need not justify the conclu-
sions they reach to the extent as scholarly treatments of similar subjects.
276
Sachs
goes on to argue that it is wrong to suspect Justices to “delve as deeply into the
records as scholars would,” suggesting that it is enough that Justices read the briefs
filed to the Court, so long as those brief writers have read the scholars.
277
This,
Sachs concludes, is not consistent with “ideal research methods,” but should be
instead judged by “whether it’s good enough for government work.”
278
These revealing claims (relegated to the subsection just before the article’s
conclusion) bring Sachs’ theoretical article squarely into the universe of scholarship
that this Article critiques. Even if originalism is meant to be a standard, rather than
a procedural guide, for judges and attorneys, it necessarily requires a determination
of the original public meaning of the constitutional text in order for the standard to
have any bearing on reality. Our Article demonstrates that, in cases where the text
is vague or under determinative (read: the cases where applying an originalist
standard will be of any importance whatsoever), that determination cannot be made.
Originalism as a standard necessarily leads to this outcome.
Moreover, as addressed at length above, Sachs’ suggestion that attorneys read
the scholarship and include that in their briefs is no solution at all.
279
And, as Sachs’
own arguments demonstrate, treating originalism as a standard rather than a proce-
dure invites courts to issue unjustified, shoddily researched opinions with the excuse
that courts need not be as thorough as scholars.
280
We are not convinced, as it is
courts—not scholars—whose determinations have a direct impact on the parties
before them, along with a broader impact on others in similar situations. If treating
originalism as a standard justifies outcomes where courts throw up their hands and
say their decision is “good enough for government work,” it is a standard that should
not be used in the first place.
2. Deference to Prior Originalist Decisions
One potential way to avoid unpredictability that may be caused by changing
academic findings on original meaning may be to avoid overruling precedent in which
274
See generally Sachs, supra note 158.
275
See id. at 827, citing and discussing Toler, supra note 156.
276
See id. at 781, 828–29.
277
See id. at 828–29.
278
See id. at 828.
279
Supra Section III.B.1.
280
See Sachs, supra note 158, at 829.
1114 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
the prior court applies originalist methodology. Lawrence Solum suggests that such
decisions may be subject to a heightened level of deference.
281
If a court at the same
level of authority reached a prior opinion that may have been mistaken about the
original public meaning of a constitutional provision, but made a “good faith attempt
to determine the original meaning of the constitutional text,” that precedent may be
preserved until “clear and convincing evidence [has] produced a substantial consen-
sus that there had been an error.”
282
Gary Lawson appears to advocate a similar
approach by suggesting that precedents in which the prior court had “carefully and
honestly applied sound methodologies” may be entitled to some weight.
283
This solution is flawed. The numerous qualifications required to rely on prior,
potentially erroneous precedent make this approach difficult to operationalize and
invite goal-oriented discretion. Courts confronting precedents that they determine
may have applied incorrect (or potentially incorrect) interpretations of originalist
public meaning must make an array of determinations, including whether the prior
court applied appropriate methodology “honestly” or in “good faith.” The undefined
nature of this test means that court may treat the precedent with genuine deference
(applying, for example, an approach similar to abuse of discretion), or that they may
determine that the analysis, sources, or both upon which the prior opinion was based
are so unreliable that the method is undeserving of respect.
A similar issue arises with Solum’s suggestion that courts apply a “clear and
convincing evidence” standard—a burden of proof that falls between the lesser
“preponderance of the evidence” (or “more likely than not”) standard, and the more
demanding “beyond all reasonable doubt” standard commonly employed in criminal
prosecutions.
284
While this is a standard that is applied to particular questions of fact
in certain types of cases, it is out of place in the originalist context of interpreting
law. How precisely a standard of proof used to evaluate evidentiary sufficiency in
legal proceedings is to apply at the legal interpretive level is a question that originalists
have not yet answered—and a question that will likely cause headaches and confu-
sion if it is to be implemented.
Beyond this, originalists’ appeal to deference does not bode well for their theory.
One would think, for all the ink that has been spilled in support of originalism, its
virtues, and its variations, that this is a theory worth implementing. But urging defer-
ence in the face of precedent limits the practical impact of the theory. This response
(like the originalist responses to the problem of precedent addressed above) ad-
dresses a problem of implementation not by suggesting how originalism may be
281
Solum, Originalist Theory and Precedent, supra note 233, at 466.
282
Id.
283
Lawson, supra note 249, at 19.
284
See C.M.A. McCauliff, Burdens of Proof: Degrees of Belief, Quanta of Evidence, or
Constitutional Guarantees?, 35 V
AND.L.REV. 1293, 1328–29 (1982) (describing the results of
a survey of 170 federal judges’ interpretation of the probability required to meet the “clear and
convincing” burden of proof that found that both the median and average percentage was 75%).
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1115
practically implemented in certain situations, but by suggesting how originalism’s
implementation can be curtailed to avoid unpleasant or disruptive results.
If this is the approach that originalists want to take, the theory is in trouble. This
Article demonstrates the myriad of implementation problems that originalism faces.
These problems arise for multiple originalist methodologies: studying the constitu-
tional record, immersion, and corpus linguistics. If originalists’ response to these
implementation problems is to place limitations on when originalism may be applied,
then we may never see courts apply these theories.
C
ONCLUSION:DEALING WITH ORIGINALISMS IMPLEMENTATION PROBLEM
If we were writing an article on how originalism can be improved or saved from
its shortcomings, this would be the all-too-short part of the paper where we make
underdeveloped suggestions on how originalism may be salvaged. But that is not our
goal. Our purpose is to demonstrate that the theories expounded in academic origin-
alist circles are largely, if not entirely, impossible to implement. These theories may
have numerous components and variations, they may generate numerous articles and
responses, and they may create a self-sustaining subdiscipline of self-referential
scholarship on fixation, constraint, construction, and whatever other layers originalists
think should be added to the analysis. But in the end, none of this matters if courts
cannot implement these complex, unworkable theories.
Originalists may object to this. They may tell us that it takes a theory to beat a
theory—overlooking the failure of originalism to constitute itself as a functional
theory.
285
They may claim that originalism is a—if not the—dominant theory of
constitutional interpretation now, and that it is not simply enough to criticize it—one
must offer up a compelling theory to take its place.
There are several responses to this. First, we can assert that such an alternate
theory is beyond the scope of this Article.
286
Our purpose here is to demonstrate how
academic discussions of originalism are incomplete because the theories propounded
cannot be implemented. We have done that.
Second, we can point to what may well be a preferable alternate theory: rather
than being bound by the original public meaning of the Constitution or its amend-
ments, courts should be bound by present public meaning. Such an alternate theory
285
See Scalia, supra note 3, at 855 (“It is not enough to demonstrate that the other fellow’s
candidate (originalism) is no good; one must also agree upon another candidate to replace him.”).
286
Solum, Triangulating Public Meaning, supra note 13, at 1629, 1632 n.18, 1641 n.42,
1652, 1673 (stating that “an originalist account of constitutional construction,” “[a] full
account of the relationship between history and originalism,” “[a] full telling of the law-
office history debate,” the “difficult” question of “how public meaning originalism should
handle cases of ‘public-meaning versus technical meaning ambiguity,’” and “discussion of
the relevant history” of the narrow scope of “freedom of the press” are all beyond the scope
of the article).
1116 WILLIAM &MARY BILL OF RIGHTS JOURNAL [Vol. 30:1063
has been suggested occasionally in the context of originalist theorizing.
287
In the
context of this Article’s criticism, the present public meaning approach seems
appealing—it avoids the need for the complicated and goal-oriented method of
studying the constitutional record and the undefined, unworkable method of immer-
sion. It likely leads to much more thorough and representative corpus linguistics
analysis, as the internet enables the construction of corpora that are magnitudes
more extensive and representative than those available for founding-era language.
And it better prevents scholars, advocates, and courts from reaching politically
motivated conclusions by modernizing the basis for interpretation—allowing the
general public to check or speak out against mistakes, rather than letting courts hide
behind a curtain of selective historic citations. As for concerns about linguistic drift,
this can be minimized by reading the text of the Constitution as a whole with an eye
to relevant context thereby avoiding absurd results that originalists flag.
288
Third, originalists’ claim that it takes an alternate theory to overcome originalism
is unconvincing if originalism is a theory that cannot be implemented. Volumes
have been written on originalism. The theory has evolved over the decades. It is now
a multifaceted entity that operates under its own momentum. As a result, academic
originalists have let their theory get away from them, and where it has gone raises
increasingly urgent questions of whether originalism is truly intended to interpret
law or to serve specific political interests. The normative arguments for and against
originalism, common threads between competing theories, and the permissible
extent of constitutional construction all neglect to consider how any of these theories
287
See Frederick Schauer, Unoriginal Textualism, 90 GEO.WASH.L.REV. (forthcoming
2022), https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3911956; Michael L. Smith, The
Present Public Meaning Approach to Constitutional Interpretation, 89 T
ENN.L.REV.
(forthcoming 2023), https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4106823; Tom W.
Bell, The Constitution as if Consent Mattered, 16 C
HAP.L.REV. 269 (2013). For an example
of a similar approach to statutory interpretation, see generally Hillel Y. Levin, Contemporary
Meaning and Expectations in Statutory Interpretation, 2012 U. I
LL.L.REV. 1103 (2012).
288
Solum references Article IV of the Constitution, which guarantees every state a
republican form of government and provides that the United States shall protect states against
invasion and, on application of the legislature or executive, against “domestic violence.” See
Lawrence B. Solum, The Fixation Thesis: The Role of Historical Fact in Original Meaning,
91 N
OTRE DAME L. REV. 1, 16–18 (2015) (citing U.S. CONST. art. IV, § 4, cl. 4). Solum argues
that changes in language would suggest that the Constitution provides for protection against
familial or intimate partner violence—which Solum dismisses as a “linguistic mistake” in light
of the original public meaning. Id. at 16–18. This is not much of a problem for the present
public meaning theory, though, as the context of “domestic violence” in the Constitution
indicates that it is referring to civil conflict arising within a state—particularly as the state
is the object of protection, a point that Michael Dorf notes in The Undead Constitution, 125
H
ARV.L.REV. 2011, 2044 (2011) (book review). Solum addresses Dorf’s comment and does
not dispute it—instead arguing that it does not fit the theory that meaning is fixed at the time
of utterance. But Solum does not address the larger point that concerns of linguistic drift are
overblown as they may be mitigated by reading constitutional terms in context.
2022] ORIGINALISMS IMPLEMENTATION PROBLEM 1117
are to ultimately be implemented by attorneys and courts. By failing to establish an
implementable theory, originalists are not in a position to demand that critics propose
an alternative theory of their own.
While originalism has given rise to a great deal of theorizing, its proponents
have failed to demonstrate that originalism can be feasibly implemented by judges,
attorneys, and the general public. As a result, originalism is fatally disconnected from
the practice and rule of law. Its proponents must either solve this problem or ac-
knowledge this disconnect and begin to grapple in earnest with the political signifi-
cance of a theory that is being used to advance specific political interests. Until then,
originalist literature will remain of little practical significance—continuing to serve
as a political stalking horse, strategically deployed in political discourse to justify
the pursuit of political agendas and, in practice, resulting in little more than selective
citation and application by courts and attorneys hoping to reach a particular result.